By Michael A. Mora | October 19, 2023
"If the facts are as alleged, the company has a lot of answering to do," said Roland S. Chase, a partner at Hill Ward Henderson.
By Riley Brennan | October 18, 2023
According to the court, "some patients did better on a lower dose and others experienced the same lack of clinical benefit whether they were on the higher dose or not," and therefore, the defendants failed to disclose the subgroup data, "which would have contextualized their 'all data' claim," leading the complaint to plausibly allege that the defendants' omission misled investors.
By Maydeen Merino | October 18, 2023
"The SEC will use whatever tools are in its toolbox" to sanction what it regards as a failure to safeguard material nonpublic information, Sidley Austin partner Ranah Esmaili said.
By Maydeen Merino | October 17, 2023
"The SEC will use whatever tools are in its toolbox" to sanction what it regards as a failure to safeguard material nonpublic information, Sidley Austin partner Ranah Esmaili said.
By Cheryl Miller | October 10, 2023
Ari J. Lauer has also been named in a securities fraud suit brought by the U.S. Securities and Exchange Commission.
By Adolfo Pesquera | October 6, 2023
In one scheme, the attorney opened trustee accounts with client funds and simply moved the money to his own accounts, rather than using the funds for the benefit of the trust, prosecutors say.
By Chris O'Malley | October 4, 2023
Companies will have to report cyber incidents within four days of determining they're material, a tight timeframe that requires cooperation from third-party service providers that most firms have not yet secured.
New York Law Journal | Analysis
By Fizza Khan and Tyler Schoenberg | October 4, 2023
Regulation by enforcement continues, but SEC enforcement actions are now being brought against exchanges without evidence of fraud or wrongdoing. Is the SEC overstepping its regulatory oversight of digital assets?
By Michael A. Mora | October 4, 2023
"The complaint alleged how rising interest rates exposed incompetence as well as a yearlong coverup," said Sean Burstyn of Burstyn Law.
By ALM Staff | October 3, 2023
This ruling was selected and summarized by the New York Law Journal's decision editors.
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