By Mason Lawlor | November 3, 2023
This complaint was first surfaced by Law.com Radar.
The Legal Intelligencer | Commentary
By Katayun I. Jaffari and Rikisha Collins | November 2, 2023
Be advised that compliance with these standards is currently voluntary globally. However, it is important for companies to be familiar with such trends in disclosure given the U.S. Securities and Exchange Commission (SEC) focus on ESG and sustainability.
By Maydeen Merino | October 30, 2023
Lawyers voice concern with what they call the SEC's use of enforcement actions against cryptocurrency firms based on nebulous regulations concerning non-fungible tokens.
By Dan Roe | October 27, 2023
Defense lawyer Joan McKown, who spent her career working on financial regulatory matters including investigations, exams, internal investigations, and disputes throughout the United States, is honored with this NLJ Lifetime Achievement Award.
By Maydeen Merino | October 25, 2023
"We would never allow the New York Stock Exchange … to do the things that crypto intermediaries may be doing," Gensler said.
By Michael A. Mora | October 19, 2023
"If the facts are as alleged, the company has a lot of answering to do," said Roland S. Chase, a partner at Hill Ward Henderson.
By Riley Brennan | October 18, 2023
According to the court, "some patients did better on a lower dose and others experienced the same lack of clinical benefit whether they were on the higher dose or not," and therefore, the defendants failed to disclose the subgroup data, "which would have contextualized their 'all data' claim," leading the complaint to plausibly allege that the defendants' omission misled investors.
By Maydeen Merino | October 18, 2023
"The SEC will use whatever tools are in its toolbox" to sanction what it regards as a failure to safeguard material nonpublic information, Sidley Austin partner Ranah Esmaili said.
By Maydeen Merino | October 17, 2023
"The SEC will use whatever tools are in its toolbox" to sanction what it regards as a failure to safeguard material nonpublic information, Sidley Austin partner Ranah Esmaili said.
By Cheryl Miller | October 10, 2023
Ari J. Lauer has also been named in a securities fraud suit brought by the U.S. Securities and Exchange Commission.
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