By Pat McInerney and Carly Duvall | April 21, 2020
What are the five pitfalls any company accessing CARES Act relief should know to avoid later enforcement action?
By C. Ryan Barber | April 16, 2020
"This award marks several milestones for the program," said Jane Norberg, chief of the SEC's whistleblower office.
By Sue Reisinger | March 31, 2020
The whistleblower "made reasonable efforts to work within the company's compliance structure, suffered unique hardships as a result, and reported to the commission after the requisite time period had passed," said Jane Norberg, head of the SEC's Whistleblower Office.
By Mike Scarcella | February 21, 2020
The ruling against Christopher Garvey, formerly among Morgan Stanley's top lawyers in Hong Kong, was the latest decision exploring the contours of anti-retaliation provisions of the Sarbanes-Oxley Act of 2002.
By Sue Reisinger | January 13, 2020
Tricia Fratto, general counsel and co-founder of legal tech company Ethics Suite, talked with Corporate Counsel Monday about the employee misconduct reporting platform that provides an anonymous hotline channel between employers and workers.
By Polly Towill and Heather Plocky | January 7, 2020
To better optimize discovery, motion practice, and trial strategy in SOX and Dodd-Frank lawsuits, here are practical tips to help companies defend against retaliation cases, and position themselves for the best chance of success.
Corporate Counsel | Commentary
By Kristina Arianina | November 27, 2019
Whistleblowing has received more publicity in the past couple of months than ever before. I cannot help but wonder what effect this coverage may have on potential workplace whistleblowers.
By C. Ryan Barber | November 4, 2019
"The SEC's whistleblower protections broadly protect not just employees, but anyone who seeks to report potential securities law violations to the commission," said Jane Norberg, the chief of the SEC's whistleblower office.
By C. Ryan Barber | October 23, 2019
New filings in the whistleblower case at the U.S. Labor Department indicate KPMG, which has denied any wrongdoing, has reached a settlement with the ex-director's lawyers at Outten & Golden.
Corporate Counsel | Expert Opinion
By Michael W. Peregrine | October 22, 2019
The current CIA whistleblower controversy in Washington, D.C. offers just that—an opportunity to remind the board of its important oversight obligations with respect to the company's whistleblower process.
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