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April 05, 2024 | National Law Journal

SEC Pauses Climate Disclosure Rule Amid Legal Challenges

"[T]he Commission will continue vigorously defending the Final Rules' validity in court and looks forward to expeditious resolution of the litigation," the SEC said.
3 minute read
April 05, 2024 | National Law Journal

'Failure Is Not Fraud': SEC, Dentons Partner Make Closing Arguments in Terraform Civil Fraud Trial

Jurors have begun deliberating on whether the cryptocurrency company and its founder defrauded investors by lying about the company's success.
4 minute read
April 05, 2024 | New York Law Journal

'Failure Is Not Fraud': Dentons Partner, SEC Make Closing Arguments in Terraform Civil Fraud Trial

After hearing nearly two weeks of evidence in the civil fraud case, jurors in the Southern District of New York on Friday began deliberating on whether cryptocurrency company Terraform Labs and its founder Do Kwon defrauded investors by lying about the company's success.
4 minute read
April 05, 2024 | Corporate Counsel

Kohl's Showered New CLO With Millions to Welcome Her Aboard

To incentivize Jennifer Kent to take the post, the retail chain in February 2023 provided her with a $450,000 signing bonus and a one-time, $2.5 million stock award.
2 minute read
April 05, 2024 | Corporate Counsel

Star Startup Striving for Air Taxi Supremacy Replaces Legal Chief

Stellantis-backed Archer Aviation didn't explain the change, which comes as the electric aircraft maker seeks to outduel rival Joby Aviation.
4 minute read
Law Journal Press | Digital Book Due Diligence in Securities Offerings Authors: Corey R. Chivers View this Book

View more book results for the query "U.S. Securities and Exchange Commission"

April 04, 2024 | Law.com

Florida Marijuana Measure / Another NY Licensing Suit / To License or Crack Down? / 9th Circuit's Take on Cannabusiness Marks

Quinn Emanuel Urquhart & Sullivan partner John Bash says one of the keys to persuading Florida Supreme Court justices to allow a cannabis legalization measure on the November ballot was "speaking on their terms."
11 minute read
Sec. and Exch. Comm'n v. Coinbase Inc.
Publication Date: 2024-04-04
Practice Area: Securities Litigation
Industry:
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Katherine Polk Failla
Attorneys:
For plaintiff:
For defendant:
Case number: 23 Civ. 4738

Claim Plausibly Alleges Coinbase Operated as Unregistered Intermediary of Securities

United Indus. Workers Pension Plan v. Waste Mgmt.
Publication Date: 2024-04-04
Practice Area: Securities Litigation
Industry:
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Lorna G. Schofield
Attorneys:
For plaintiff:
For defendant:
Case number: 22 Civ. 4838

Securities Fraud Action Survives Against Waste Management Over Acquisition of Competitor

In re: Sorrento Therapeutics, Inc. Securities Litigation
Publication Date: 2024-04-04
Practice Area: Securities Litigation
Industry:
Court: U.S. Court of Appeals for the Ninth Circuit
Judge: Judge Callahan
Attorneys:
For plaintiff:
For defendant:
Case number: 2255641

Optimistic announcements regarding potential of newly discovery antibody not false or materially misleading

April 03, 2024 | National Law Journal

SEC Enforcement Chief Defends Crypto Actions as 'Consistent,' 'Principled'

"[E]very lawyer here knows what the test is to determine whether a crypto asset was offered and sold as an investment contract, and therefore a security: It's the Howey test," said Gurbir Grewal.
3 minute read

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