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October 10, 2012 |

Mastick v. TD Ameritrade, Inc.

4 minute read
July 20, 2009 |

TD Ameritrade settles securities investigation

NEW YORK AP - Retail brokerage firm TD Ameritrade Inc. agreed on Monday to repurchase $456 million in auction-rate securities from investors as part of a settlement with the New York Attorney General's office and Securities and Exchange Commission.Attorney General Andrew Cuomo's office also said it plans to sue the brokerage Charles Schwab Co.
2 minute read
June 19, 2008 |

TD Ameritrade close to settling data theft lawsuit

OMAHA, Neb. AP - Online brokerage TD Ameritrade Holding Corp. is close to settling a class-action lawsuit over the theft of contact information for more than 6 million customers.As part of a proposed settlement, Ameritrade agreed to pay nearly $1.9 million in legal fees and cover the cost of one year of anti-spam service for the victims.
3 minute read
April 21, 2008 |

Trading post

Profile of Ellen L.S. Koplow, the executive vice president, general counsel and corporate secretary to TD Ameritrade Holding Corp.
5 minute read
April 29, 2008 |

Trading Post

TD Ameritrade Holding Corp. provides a panoply of online brokerage services, from traditional discount trading to sophisticated products for the more advanced trader. Ellen L.S. Koplow is the manager of the legal and compliance function of the company and its subsidiaries. She also oversees the internal auditing. Her workday is predictable only to the extent that it is always long. There's no such thing as a typical day, but "that's what makes my job fun," says Koplow.
5 minute read
October 26, 2009 |

Judge rejects TD Ameritrade data theft settlement

OMAHA, Neb. AP - A federal judge has refused to approve a class-action settlement over contact information stolen from online brokerage TD Ameritrade Holding Corp.U.S. District Judge Vaughn Walker in San Francisco says the deal offers little significant benefit to the more than 6 million current and former customers affected.
3 minute read
June 30, 2005 |

Vicuron Sale Keeps Drugs Moving Through Pipeline

Vicuron drew a flurry of interest when it went on the auction block, ultimately going to Pfizer Inc. for $1.9 billion. Wilson Sonini's client Ameritrade Holding Corp. struck a $2.9 billion deal to acquire Toronto-Dominion Bank's U.S. brokerage business.
4 minute read
September 05, 2008 |

Public Citizen now represents lead plaintiff against TD Ameritrade, urges judge to reject settlement

Public Citizen Litigation Group has taken over representation of the lead plaintiff in a putative class action against TD Ameritrade, the Internet stock-trading company, and has urged a federal judge to reject a settlement between the company and as many as six million customers whose data was breached when hackers stole personal identifying information.
2 minute read
January 17, 2012 |

TD Ameritrade fiscal 1Q profit up 5 percent

TD Ameritrade said its fiscal first-quarter net income grew 5 percent and its revenue was almost unchanged as the online brokerage's trading activity slowed amid worries about the economy.
2 minute read
July 22, 2009 |

TD Ameritrade Settles for $456 Million in Auction-Rate Securities Suit

In a settlement with New York Attorney General Andrew Cuomo announced Monday, TD Ameritrade agreed to return some $456 million to roughly 4,000 customers who bought now-frozen auction-rate securities. Also Monday, Cuomo announced that his office intends to file fraud charges against Charles Schwab & Co. if a similar matter is not resolved by Friday. The SEC is pursuing another downstream broker, Morgan Keegan, with a civil suit filed in federal court in Georgia on Tuesday.
3 minute read

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