NEW YORK AP - Retail brokerage firm TD Ameritrade Inc. agreed on Monday to repurchase $456 million in auction-rate securities from investors as part of a settlement with the New York Attorney General's office and Securities and Exchange Commission.Attorney General Andrew Cuomo's office also said it plans to sue the brokerage Charles Schwab
July 20, 2009 at 12:00 AM
1 minute read
NEW YORK AP – Retail brokerage firm TD Ameritrade Inc. agreed on Monday to repurchase $456 million in auction-rate securities from investors as part of a settlement with the New York Attorney General’s office and Securities and Exchange Commission.
Attorney General Andrew Cuomo’s office also said it plans to sue the brokerage Charles Schwab & Co., saying it misrepresented the safety of such securities.
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