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August 10, 2023 | Corporate Counsel

Law Firms Sound Alarm Over SEC's Proposed Clampdown on Robo Advisers' Use of AI

Several major law firms have expressed concern that restrictions under consideration are overly broad.
4 minute read
July 13, 2023 | New York Law Journal

Identifying, Tracking, and Valuing Cryptocurrency for Litigation Matters

Crypto has value in the financial market and can be identified, traced, and valued by skilled forensic accountants with experience in financial litigation matters.
7 minute read
June 01, 2023 | Corporate Counsel

Inside Track: Is Providing Personal Security to the CEO Savvy Risk Management or Ego-Stroking?

"Is the security being offered designed to protect or being designed to aggrandize? That is an important distinction," corporate governance expert Charles Elson said.
5 minute read
June 01, 2023 | Law.com

Inside Track: Is Providing Personal Security to the CEO Savvy Risk Management or Ego-Stroking?

"Is the security being offered designed to protect or being designed to aggrandize? That is an important distinction," corporate governance expert Charles Elson said.
5 minute read
May 05, 2023 | Law.com

In Robinhood Case, Mass. High Court Mulls Whether State Secretary Can Enforce Novel Fiduciary Duty on Broker-Dealers

"We think this rule falls far outside what is a reasonable rule of unethical because one, it conflicts with the SEC's rule; two, it conflicts with the common law; and three, the secretary has pointed to no authority outside the state that has adopted a similar rule," Amy M. Saharia, a partner at Williams & Connolly, argued on behalf of Robinhood, noting that Section 415 of the act in question makes clear to "make the law of Massachusetts uniform with its sister jurisdictions and the federal government."
5 minute read
April 14, 2023 | The Legal Intelligencer

Heading In-House, Kirkland Associate Reflects on Side Hustle, New Book and 'Very Condescending' Big Law Diversity Push

After starting up several restaurants in Philadelphia and the Jersey shore and writing a book on diversity issues, Braeden Anderson is poised to start a new gig as assistant general counsel for trading platform Robinhood.
5 minute read
April 03, 2023 | The American Lawyer

Deal Watch: Paul Weiss, Kirkland, Latham and Pillsbury Steer $21B Deal

It was a lighter week in deals, save for the suplex that WWE and UFC brought to market.
6 minute read
February 15, 2023 | Corporate Counsel

After Trial by Fire, Robinhood Legal Chief Knows Keys to Getting Along With SEC

"The SEC is a black box to so many companies. It's sort of mysterious and episodic, and usually the episodes aren't positive ones," said Robinhood's Dan Gallagher, himself a former SEC commissioner.
5 minute read
January 24, 2023 | New York Law Journal

Self-Reporting Misconduct to NYDFS: It's Not Your 'Monaco Memo' (Part Two)

This article discusses a specific disclosure requirement for a critical self-reporting obligation under what is known as "Part 500", the DFS Cybersecurity Regulation. It also addresses the consequences of failing to follow DFS self-reporting requirements, as revealed in recent DFS enforcement actions, and concludes with some general guidance on self-disclosure for DFS practitioners and regulated entities.
11 minute read

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