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Joseph M. McLaughlin, a partner at Simpson Thacher & Barlett, writes that a federal court recently held that the SEC's amended Rules 16b-3 and 16b-7 could both be applied retroactively. Directors and officers unsure whether transactions with their employer or transactions arising out of a reclassification qualify for exemption from the short-swing profit recovery provision of Section 16(b) should take comfort from this outcome.
June 14, 2007 at 12:00 AM
1 minute read
Presented by BigVoodoo
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