On July 1, 2019, the U.S. District Court for the Southern District of New York, in an Opinion and Order by Judge John J. Koetl, held that a series of silkscreen paintings and prints by Andy Warhol based on a photograph of the rock star Prince taken by Lynn Goldsmith constituted a transformative and fair use. The Andy Warhol Foundation for the Visual Arts v. Goldsmith, 382 F. Supp. 3d 312 (S.D.N.Y. 2019) (Warhol Foundation). In so holding, Judge Koetl relied on a 2013 Second Circuit decision holding that an “appropriation artist,” Richard Prince (no relation to the rock star), made a transformative and fair use of photographs taken by Patrick Cariou. Cariou v. Prince, 714 F.3d 694 (2d Cir. 2013) (Cariou). Cariou has been criticized for its characterization of the changes made by Richard Prince as transformative, a criticism that Goldsmith no doubt will be making in her pending appeal of Judge Koetl’s decision.

Facts

Lynn Goldsmith has long been recognized as a leading photographer of rock, jazz and R&B performers. In 1981, she took a number of studio photographs of Prince on assignment from Newsweek Magazine. In 1984, Goldsmith licensed Vanity Fair Magazine to use one of those photographs (the Goldsmith Prince Photograph) in an article for an artist’s reference. Goldsmith’s photography agency submitted the Goldsmith Photograph to Vanity Fair, a Condé Nast publication, which in turn commissioned Andy Warhol to create an illustration of Prince for an article entitled “Purple Fame” that appeared in the November 1984 issue of Vanity Fair (the Purple Fame article). Warhol used the photograph in creating a series of 16 works, comprised of 12 silkscreen paintings, two screen prints on paper, and two drawings (the Prince Series works). One of the Prince Series works appeared in the Purple Fame article, described as “a special portrait for Vanity Fair by ANDY WARHOL,” along with a copyright reference as follows: “source photograph © 1984 by Lynn Goldsmith/LGI.” After Warhol died in 1987, ownership of the Prince Series works passed from Warhol’s Estate to the Andy Warhol Foundation for the Visual Arts (AWF). The Prince Series works have since been published widely and displayed in museums and other public places on numerous occasions pursuant to licenses from AWF.