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U.S. Securities and Exchange Commission building in Washington, D.C. Jan. 5. Photo: Diego M. Radzinschi/ALM

Wedbush Securities Inc. has settled with the U.S. Securities and Exchange Commission for more than $8.1 million over charges the financial services company mishandled prereleased American depository receipts, the agency announced Tuesday.

Caroline Spiezio

Caroline covers the intersection of tech and law for Corporate Counsel. She's based in San Francisco. Find her on Twitter @CarolineSpiezio.

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