Welcome to Compliance Hot Spots, our briefing on compliance, enforcement and government affairs. We’re spotlighting the latest sign the Securities and Exchange Commission is stepping up its scrutiny of social media—specifically, whether posts by investment advisers improperly incorporate praise from clients. And scroll down for some big client work on the compliance front, and some of the noteworthy new promotions.

Thanks for reading—and please do send feedback. I’m enjoying—and appreciate—all the feedback you are sending me. I’m at [email protected] and 202-828-0315, or follow me on Twitter @cryanbarber.

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