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Similar to class actions generally, exploring ethics issues in securities class action litigation (specifically fee-splitting), and how that affects settlement value for plaintiff investors
By Celia Ampel | May 8, 2017
The verdict ends the second trial between the SEC and BBX.
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By Celia Ampel | May 5, 2017
The SEC argued BBX CEO Alan Levan lied, and the defense called the SEC "morally reprehensible."
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By Jenna Greene | May 1, 2017
Add this to the list of things judges don't like: When they make an erudite ruling from the bench dismissing a suit—and five seconds later are told by the plaintiffs' lawyers that there's a new witness, and could they please re-file the case? Yes, apples are juicy and delicious, but how many bites do you get?
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By Sue Reisinger | April 26, 2017
A whistleblower who tipped the agency with information about serious securities misconduct—which was not identified by the U.S. Securities and Exchange Commission—was rewarded with a $4 million award.
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By Marcia Coyle | April 26, 2017
The U.S. Supreme Court wrapped up oral arguments for the term on Wednesday. The justices' quest for unanimity is always tested toward the end of a term when some of the most difficult cases await decision. This term is no different. Here's a snapshot of some of the big cases that await decisions.
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By Robert Storace | April 21, 2017
John W. Rafal attempted to conceal secret and improper referral payments.
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By Cogan Schneier | April 20, 2017
The case involved allegations that Harman International Industries artificially inflated its stock prices.
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By Ross Todd | April 19, 2017
Plaintiffs who purchased shares in the struggling blood-testing startup through intermediaries can proceed with a federal lawsuit, a judge ruled Tuesday.
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By Tony Mauro | April 18, 2017
A case argued Tuesday considers whether the use of "disgorgement" by the U.S. Securities and Exchange Commission should be considered a penalty subject to a five-year statute of limitations.
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By Tony Mauro | April 17, 2017
The case before the court deals with a narrow issue of deadlines for initiating litigation. Representing CalPERS, Thomas Goldstein of Goldstein & Russell told the justices litigation could overwhelm the courts if statutory deadlines for opt-out lawsuits are interpreted too strictly.
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