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May 16, 2023 | New York Law Journal

Wells Fargo Reaches $1B Settlement With Shareholders for Alleged False Statements

The suit accused Wells Fargo and several former executives of making false and misleading statements about the bank's compliance with consent orders imposed by regulators in 2018 in the wake of the bank's fake-accounts scandal.
4 minute read
February 08, 2023 | Litigation Daily

Is California's Northern District Becoming a New Hub for Securities Mega-Settlements?

Of the top 10 securities settlements tracked by ISS Securities Class Action Services in 2022, three were in the Southern District of New York and two occurred in the Northern District of California. Robbins Geller alone had had two more proposed nine-digit deals hit the NDCA docket in the past three months.
4 minute read
September 23, 2020 | The American Lawyer

SEC Enforcement Leader to Rejoin Sullivan & Cromwell

Stephen Peikin will lead the firm's securities and commodities investigations and enforcement practice when he returns in early November.
3 minute read
February 21, 2020 | National Law Journal

Former Morgan Stanley Lawyer's Retaliation Complaint Is Dismissed

The ruling against Christopher Garvey, formerly among Morgan Stanley's top lawyers in Hong Kong, was the latest decision exploring the contours of anti-retaliation provisions of the Sarbanes-Oxley Act of 2002.
6 minute read
October 23, 2019 | National Law Journal

Ex-KPMG Director Claimed He Was Fired After Questioning Audit Staffing

New filings in the whistleblower case at the U.S. Labor Department indicate KPMG, which has denied any wrongdoing, has reached a settlement with the ex-director's lawyers at Outten & Golden.
4 minute read

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