0 results for 'U.S. Securities and Exchange Commission'
Out of the Shadows: SEC Test Case To Bring 'Shadow Trading' Into Light
The SEC is now at trial in an enforcement action against former biopharma executive Matthew Panuwat related to "shadow trading" activities. The trial will not only be the first major test of the SEC's "shadow trading" legal theory before a jury, but will also have significant ramifications for in-house counsel and compliance teams on how to train their employees on trading practices.
Internal Investigations and Self-Disclosures in a Time of Enhanced Whistleblower Incentives
In recent years, the DOJ has taken steps to incentivize disclosure of potential wrongdoing by companies and individuals. In light of new incentives for individual whistleblowers and the evolving expectations of enforcement officials, the stakes are high for in-house counsel and compliance officers to quickly assess the potential benefits and risks of making a voluntary self-disclosure.
3M Legal Chief Moves Onto Company's Highest-Paid List After Year of Taming Threats
Chief Legal Affairs Officer Kevin Rhodes "drove actions to reduce risk and uncertainty through reduced exposure to litigation and regulatory risk," 3M's compensation committee says in the company's newly filed proxy statement.
From Shein to TikTok, Lawyers Say US-China Agenda Is Testing Market Resilience
Increasing regulatory scrutiny can mean more billable hours for a small group of legal advisers, but the "uninvestable" U.S.-China status is worrisome for most.
Law Journal Press | Digital Book
Federal Trade Commission: Law, Practice and Procedure
Authors: Peter C. Ward
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From Shein to TikTok, Lawyers Say US-China Agenda is Testing Market Resilience
Increasing regulatory scrutiny can mean more billable hours for a small group of legal advisers but for most, the "uninvestable" U.S.-China status is worrisome.
SEC Says Terraform Labs and Its Founder Built 'House of Cards' as Civil Fraud Trial Opens
Terraform's attorneys at Denton and founder Do Kwon's attorneys at Kaplan Hecker & Fink maintained, during their own opening statements, that their clients did not lie.
Espinal v. City of Houston
Publication Date: 2024-03-25 Practice Area: Civil Rights |
Criminal Law |
Government
Industry:
Court: U.S. Court of Appeals for the Fifth Circuit Judge: Circuit Judge Duncan Attorneys: For plaintiff: For defendant: Case number: 23-20075
Appellant, a security guard, encountered Officer M.T. Long of the Houston Police Department on two consecutive nights while patrolling an office building.
3 Challenges CISOs Face in 2024 as Cyberthreats Explode
From lacking an equal seat at the executive table to harboring the brunt of an organization's security failures, chief information security officers (CISOs) face a number of hurdles. .
Beyond Borders: Navigating Global Business Compliance With the FCPA
Companies with any international operations should ensure they have a robust written policy and compliance program focused on anti-bribery and corruption. This is especially true where companies have foreign subsidiaries or engage third parties in foreign countries for sales, consulting and other activities.TRENDING STORIES
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Law Firm Operational Considerations for the Corporate Transparency Act
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