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February 14, 2008 |

Seeking Clarification, Circuit Reverses Arbitration Dismissal

The U.S. Court of Appeals for the Second Circuit has vacated Southern District Judge Denise Cote's dismissal of an "unusual" lump sum arbitration award against Salomon Smith Barney and two of its brokers over investment advice in WorldCom and instructed the trial judge to order the arbitration panel to clarify its award.
7 minute read
February 19, 2008 |

Rich, plaintiff-appellants v. Spartis, defendants-appellees-cross-appellants

Panel�s Lack of Clarity Made It Impossible to Determine If Award to Firm, Brokers Manifestly Disregarded Law
26 minute read
December 24, 2012 |

2012 Saw Midsized Firms Open Out-of-State Offices

Following an active 2011, 2012 was relatively quiet, particularly with regard to lateral movement between midsized Pennsylvania firms.
5 minute read

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