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Quattrone Case Highlights Due Process Issues for SROs
In November 2004, the National Association of Securities Dealers' National Adjudicatory Council handed down an appellate decision affirming an administrative penalty against Frank Quattrone, former head of the Technology Group of CS First Boston. This case brings sharply into focus the issue of whether self-regulatory organizations should afford individuals Fifth Amendment due process when carrying out the federally mandated function of disciplinary activity.From Georgia politics to big law
Editor's Note: Former Gov. Carl Sanders is one of three Georgia legal icons the Daily Report news staff selected as our "Legal Legends." On Thursday, read a profile of Sutherland lawyer Randolph W. Thrower, followed on Friday by a look at the career of 11th Circuit Judge Phyllis A. Kravitch. It was late on the night of the run-off election for the Democratic nomination in the Georgia gubernatorial race, Sept.Successful Bar Candidates — February 2010 Bar Examination
Notice to the bar.State AI Legislation Is on the Move in 2024
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2024 ESI Risk Management & Litigation Readiness Report
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Creating a Culture of Compliance
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A Buyer's Guide to Law Firm Software
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