Search Results

0 results for 'Charles Schwab Co'

You can use to get even better search results
April 03, 2020 | New York Law Journal

Class Action Waivers in FINRA Employee Arbitrations: Is a Circuit Split on the Horizon?

We may soon see a circuit split on the issue of class action waivers in FINRA employee arbitrations. In 2015, the Second Circuit held that FINRA firms may use class action waivers to bypass FINRA rule 13204 that allows employees to file judicial class actions. Parties recently argued the same issue to the Ninth Circuit. If the Ninth Circuit decides the issue differently or if another circuit voids class waivers, the Supreme Court may be asked to resolve the conflict.
8 minute read
March 09, 2020 | ThinkAdvisor

Advisor VIPs Say: Keep It Cool Amid Market Madness

Josh Brown, Liz Ann Sonders, Ron Carson and Daniel Crosby speak out about how advisors can help clients and themselves.
6 minute read
March 09, 2020 | Private Client Global Elite

Advisor VIPs Say: Keep It Cool Amid Market Madness

Josh Brown, Liz Ann Sonders, Ron Carson and Daniel Crosby speak out about how advisors can help clients and themselves.
6 minute read
December 20, 2019 | The American Lawyer

The Year In Deals: Some of Our Favorite Deals

By overall deal amounts, 2019 was a bit of a down year when it came to M&A work. But that doesn't mean there weren't some massive and influential deals over the course of the year—or that leading M&A practices didn't find plenty to keep them busy.
6 minute read
December 06, 2019 | New York Law Journal

Brooklyn US Judge Awards $4.5 Million, Finding Staten Island Man Defrauded Uncle and Breached Contract

U.S. Senior District Judge Nina Gershon has entered a $4.5 million judgment against a Staten Island builder, finding that he engaged in deception to obtain massive loans.
3 minute read
November 26, 2019 | Law.com

Marijuana Merger Muddle, Big Law's Big Deals, McDonald's Millions: The Morning Minute

Here's the news you need to start your day.
3 minute read
November 25, 2019 | The American Lawyer

Firms Feast on Pre-Thanksgiving M&A Deals in Finance, Luxury, Pharma Sectors

In a big day for M&A, Sullivan & Cromwell, Skadden, Paul Weiss, Allen & Overy, Davis Polk and Wachtell took roles advising on three deals totaling over $50 billion.
6 minute read
October 11, 2019 | The Recorder

Game Over! Ninth Circuit Enforces a Class Action Waiver for All ERISA Claims

A series of recent U.S. Supreme Court decisions has established a legal sea change: class action lawsuits are no longer necessary.
11 minute read
September 27, 2019 | New Jersey Law Journal

Accounting Firm Dismissed From Lowenstein Malpractice Lawsuit

A Bergen County Superior Court judge dismissed accounting firm CohnReznick, finding that an arbitration provision in its engagement letter with a real estate mogul is valid and enforceable.
4 minute read
September 11, 2019 | Insurance Coverage Law Center

FEMA Official and Ex-FEMA Employee Charged in Alleged Hurricane Maria Fraud

A FEMA official and a former FEMA employee have been charged by prosecutors in an alleged Hurricane Maria fraud.
6 minute read

TRENDING STORIES

    Resources

    • Revenue, Profit, Cash: Managing Law Firms for Success

      Brought to you by Juris Ledger

      Download Now

    • Law Firm Operational Considerations for the Corporate Transparency Act

      Brought to you by Wolters Kluwer

      Download Now

    • The Ultimate Guide to Remote Legal Work

      Brought to you by Filevine

      Download Now

    • Practical Guidance Journal: Protecting Work Product in a Generative AI World

      Brought to you by LexisNexis®

      Download Now