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May 24, 2012 |

Facebook IPO concern grows as Morgan Stanley defends role

The anticipation that preceded history's biggest technology IPO has been replaced by investor ire, including about whether the offer was priced too high.
4 minute read
June 20, 2001 |

No-Deal Deregulation

The Gramm-Leach-Bliley Act reforming Depression-era banking laws was supposed to stimulate greater competition and dealmaking in the financial sector, but more than one and a half years later, such goals have yet to be fully realized. Rather than subject themselves to greater regulation, financial firms are avoiding bank charters and finding other ways to get into the banking business.
8 minute read
November 12, 2012 |

Pimco-to-DWS see U.S. escaping cliff as $1 trillion erased

The world's biggest investors say the rout that erased $1 trillion from the value of global equities after President Barack Obama was re-elected overlooks the fact that the world economy is improving while U.S. leaders start discussions that may avoid the so-called fiscal cliff.
10 minute read
April 16, 2002 |

Bankruptcy: A Light Touch

When Pacific Gas and Electric Co. filed for Chapter 11 protection in April 2001, Californians feared the worst. But James Lopes, a partner at San Francisco's Howard, Rice, Nemerovski, Canady, Falk & Rabkin representing the utility, kept his cool. Given the state's energy crisis, the millions of customers served by the utility and the national energy deregulation debate, doing so was a feat.
4 minute read
April 02, 2013 |

Banks Score Victory in LIBOR Litigation

Southern District Judge Naomi Reice Buchwald dismissed core antitrust claims from three major proposed class actions, ruling that the process for submitting LIBOR quotes to the British Bankers Association isn't competitive by nature.
2 minute read
August 21, 2008 |

Source: auction-rate probe focuses on 3 banks

NEW YORK AP - New York Attorney General Andrew Cuomo will intensify his probe into auction-rate securities by focusing on Bank of America Corp., Goldman Sachs Group Inc. and Deutsche Bank AG, a person close to the investigation said Wednesday.The banks are the three biggest players in the auction-rate securities market that have not already reached a settlement with Cuomo, who is seeking deals on behalf of regulators and state authorities.
3 minute read
May 06, 2013 |

Paul Weiss

2 minute read
May 29, 2008 |

Calif. man charged with defrauding brokerages

SACRAMENTO AP - A Northern California man was arraigned Wednesday on federal charges after he allegedly used the names of cartoon characters to open fraudulent online brokerage accounts.Michael Largent was arraigned on 13 counts of computer, mail and wire fraud. Federal prosecutors allege he stole more than $50,000 from E-Trade Financial Corp.
1 minute read
January 10, 2013 |

SEC's Top Enforcer Is Stepping Down

Robert Khuzami, head of the U.S. Securities and Exchange Commission's Enforcement Division, is leaving after a nearly four-year tenure that included a massive restructuring and a record number of new cases.
2 minute read
May 22, 2012 |

Nasdaq CEO blames software for delayed Facebook IPO trading

Computer systems used to establish Facebook's opening price were overwhelmed by order cancellations and updates because systems fell into a "loop" that prevented Nasdaq from opening shares on schedule following the $16 billion deal.
7 minute read

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