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Class Action Waivers in FINRA Employee Arbitrations: Is a Circuit Split on the Horizon?
We may soon see a circuit split on the issue of class action waivers in FINRA employee arbitrations. In 2015, the Second Circuit held that FINRA firms may use class action waivers to bypass FINRA rule 13204 that allows employees to file judicial class actions. Parties recently argued the same issue to the Ninth Circuit. If the Ninth Circuit decides the issue differently or if another circuit voids class waivers, the Supreme Court may be asked to resolve the conflict.Advisor VIPs Say: Keep It Cool Amid Market Madness
Josh Brown, Liz Ann Sonders, Ron Carson and Daniel Crosby speak out about how advisors can help clients and themselves.Advisor VIPs Say: Keep It Cool Amid Market Madness
Josh Brown, Liz Ann Sonders, Ron Carson and Daniel Crosby speak out about how advisors can help clients and themselves.The Year In Deals: Some of Our Favorite Deals
By overall deal amounts, 2019 was a bit of a down year when it came to M&A work. But that doesn't mean there weren't some massive and influential deals over the course of the year—or that leading M&A practices didn't find plenty to keep them busy.Marijuana Merger Muddle, Big Law's Big Deals, McDonald's Millions: The Morning Minute
Here's the news you need to start your day.Firms Feast on Pre-Thanksgiving M&A Deals in Finance, Luxury, Pharma Sectors
In a big day for M&A, Sullivan & Cromwell, Skadden, Paul Weiss, Allen & Overy, Davis Polk and Wachtell took roles advising on three deals totaling over $50 billion.Game Over! Ninth Circuit Enforces a Class Action Waiver for All ERISA Claims
A series of recent U.S. Supreme Court decisions has established a legal sea change: class action lawsuits are no longer necessary.Accounting Firm Dismissed From Lowenstein Malpractice Lawsuit
A Bergen County Superior Court judge dismissed accounting firm CohnReznick, finding that an arbitration provision in its engagement letter with a real estate mogul is valid and enforceable.FEMA Official and Ex-FEMA Employee Charged in Alleged Hurricane Maria Fraud
A FEMA official and a former FEMA employee have been charged by prosecutors in an alleged Hurricane Maria fraud.