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Former UBS General Counsel Settles Insider Trading Rap
The former chief lawyer for UBS' investment bank has agreed to pay $6.5 million to settle an allegation that he dumped his investments in auction-rate securities after getting a company e-mail warning that the market was in trouble, New York officials said Tuesday. David Aufhauser, who resigned as the bank's GC, will give up a $6 million bonus that he had been scheduled to receive from UBS and will pay a $500,000 civil penalty but will not face criminal charges and is not required to admit any wrongdoing.Technology Tracks Smoking Guns
Years ago, investigators trying to learn where a weapon came from had to browse file cabinets filled with index cards. Today, investigators have high-tech tools and databases at their disposal to determine how a weapon reached a crime scene.View more book results for the query "Caruso Law Offices"
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