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May 10, 2024 | New York Law Journal

SEC's Crackdown on AI Washing Has Broad Implications

The SEC has now announced that it has settled its first enforcement actions involving AI. Two investment advisors recently agreed to pay civil fines to the SEC for misstatements about AI technology. This signals a new era of SEC enforcement.
7 minute read
May 10, 2024 | New York Law Journal

California and Europe Require Scope 3 Climate Disclosures Despite SEC Retreat

On March 6, 2024, the SEC issued its final rule that notably eliminated Scope 3 disclosures by public companies—but companies that don't want to make these disclosures should not rejoice, as new requirements from both California and Europe do mandate this information and apply to most large companies operating in the United States.
11 minute read
May 09, 2024 | New York Law Journal

Are SEC and FINRA Administrative Hearings Unconstitutional?

For the past eighty-five years, the securities industry has been regulated by the SEC and designated SROs under its supervision. But that system is changing.
7 minute read
May 08, 2024 | Texas Lawyer

Law Firm Profit in Peril as Receiver Seeks Disgorgement

But the law firm is arguing the statute of limitations bars the bankruptcy receiver's effort to disgorge its profits.
5 minute read
May 07, 2024 | National Law Journal

GOP Lawmakers Propose Protection for Targets of SEC Proceedings

Proposed legislation would allow private parties in an administrative proceeding to remove their case to federal court before adjudication.
4 minute read
Law Journal Press | Digital Book Wrongful Use of Civil Proceedings and Related Torts in Pennsylvania, Second Edition Authors: George Bochetto, David P. Heim, John A. O’Connell, Robert S. Tintner View this Book

View more book results for the query "U.S. Securities and Exchange Commission"

May 07, 2024 | The Legal Intelligencer

Par Funding Receiver Urges Judge to Approve $45M Settlement With Eckert Seamans, Freeze Out Objectors

The proposed settlement would max out the firm's insurance limits and ultimately net $37 million for defrauded investors. It also includes $1.2 million set aside for two groups that seek to pursue their own claims against the firm.
4 minute read
U.S. v. Watson
Publication Date: 2024-05-07
Practice Area: Criminal Law
Industry:
Court: U.S. District Court for the Eastern District of New York, U.S. - EDNY
Judge: District Judge Eric Komitee
Attorneys:
For plaintiff:
For defendant:
Case number: 23-CR-82

Motion to Dismiss Indictment Is Denied; Discriminatory Intent Insufficiently Demonstrated

May 06, 2024 | National Law Journal

Judges Must Be Ready for Growing Trend of Climate-Related Litigation, Jurist Tells Colleagues

"We know these cases are coming, we know they're here and that more are coming," said Oregon Supreme Court Justice Rebecca A. Duncan. "What do we need to be aware of? How can we manage these cases? And one of the things that we can be aware of to help us prepare are the resources."
4 minute read
May 06, 2024 | Corporate Counsel

SEC Escalates Fight With Robinhood, Sending Wells Notice Over Crypto Unit

The development is a setback for Robinhood legal chief Dan Gallagher, who has championed a strategy of engaging with the agency and is himself a former SEC commissioner.
3 minute read
May 06, 2024 | Corporate Counsel

Zoom Legal Chief's Stratospheric 2022 Pay Returned to Earth Last Year

Aparna Bawa is losing the distinction of being the nation's highest-paid legal chief, as expected. Her comp in 2022 was elevated by a huge, one-time stock grant aimed at replacing a grant she received at the height of the pandemic that later shriveled in value.
2 minute read

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