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Melanie is senior editor and Washington bureau chief of ThinkAdvisor. Her ThinkAdvisor coverage zeros in on how politics, policy, legislation and regulations affect the investment advisory space. Melanie’s coverage has been cited in various lawmakers’ reports, letters and bills, and in the Labor Department’s fiduciary rule in 2023. In 2019, Melanie received an Honorable Mention, Range of Work by a Single Author award from @Folio. Melanie joined Investment Advisor magazine as New York bureau chief in 2000. She has been a columnist since 2002. She started her career in Washington in 1994, covering financial issues at American Banker. Since 1997, Melanie has been covering investment-related issues, holding senior editorial positions at American Banker publications in both Washington and New York. Briefly, she was content chief for Internet Capital Group’s EFinancialWorld in New York and wrote freelance articles for Institutional Investor. Melanie holds a bachelor’s degree in English from Towson University. She interned at The Baltimore Sun and its suburban edition.
March 5, 2019 | ThinkAdvisor
"Firms' compliance with Regulation SHO is a continued focus for FINRA," said enforcement chief Susan Schroeder.
By Melanie Waddell
1 minute read
March 4, 2019 | ThinkAdvisor
It appears FINRA is "coming down harder" when it decides to bring a case, a lawyer says.
By Melanie Waddell
1 minute read
February 26, 2019 | ThinkAdvisor
New research by NIRS and Greenwald & Associates found millennials are willing to save the most.
By Melanie Waddell
1 minute read
February 12, 2019 | ThinkAdvisor
The IRS was already struggling with a heavy workload and aging technology. Then the shutdown hit.
By Melanie Waddell
1 minute read
December 18, 2018 | ThinkAdvisor
FINRA wants to levy a $1.5 million fine against the firm in a microcap-related case.
By Melanie Waddell
1 minute read
November 2, 2018 | ThinkAdvisor
The Securities and Exchange Commission brought 821 enforcement actions in fiscal 2018.
By Melanie Waddell
1 minute read
October 31, 2018 | ThinkAdvisor
The plan would allow these contracts to use a summary prospectus to provide disclosures to investors.
By Melanie Waddell
1 minute read
October 12, 2018 | ThinkAdvisor
State securities regulators brought enforcement actions last year resulting in 1,985 years of prison time and probation, a 47% increase over the prior year.
By Melanie Waddell
1 minute read
October 4, 2018 | ThinkAdvisor
"Too Big to Exist" institutions would no longer be eligible for a taxpayer bailout from the Federal Reserve.
By Melanie Waddell
1 minute read
September 20, 2018 | National Law Journal
The scheme involved consumer debt portfolios, the SEC said.
By Melanie Waddell
1 minute read
The Legal Intelligencer honors lawyers leaving a mark on the legal community in Pennsylvania and Delaware.
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MELICK & PORTER, LLP PROMOTES CONNECTICUT PARTNERS HOLLY ROGERS, STEVEN BANKS, and ALEXANDER AHRENS