X

Thank you for sharing!

Your article was successfully shared with the contacts you provided.
BENAVIDES, Circuit Judge: Appellants Joel Arnold (“Arnold”) and Allen McDaniel (“McDaniel”) appeal the district court’s ruling as a matter of law that neither of them was entitled tocompensatory damages on their claims for gender discrimination brought pursuant to 42 U.S.C. � 2000e-5. They also complain that the trial court erred whenit granted the United States Department of the Interior’s (“DOI”) motion for summary judgment on their retaliation claim. We affirm. I. Factual and Procedural Background Arnold and McDaniel, along with Bobby Maxwell (“Maxwell”), all worked in the Dallas Compliance Division of the Mineral Management Service (“MMS”), adivision of the DOI. Each applied for a GS-14 position as Supervisory Auditor in the Oklahoma City office, and each was placed on the “best qualified list.”On the basis of the numerical assessments of the candidates on the “best qualified” list (which numbers themselves had been derived from objective criteria),Gary Johnson (“Johnson”), the Chief of the Dallas Compliance Division of the MMS, interviewed Pam Reiger (“Reiger”) and Maxwell, who had the highestand second-highest scores respectively. On December 30, 1994, Johnson hired Reiger, who was an Asian-American woman. Arnold, Maxwell, and McDaniel, all white men over the age of forty, filed administrative complaints on February 2, 1995, March 7, 1995, and March 8,1995, respectively. They each alleged that race, gender, and age discrimination prevented their being hired for the Supervisory Auditor position. After ahearing on April 29-30, 1996, the administrative judge issued an opinion on June 10, 1996 concluding that Arnold, Maxwell, and McDaniel had presenteddirect evidence of gender discrimination: to wit, Johnson had marching orders to hire a woman. By letter dated August 14, 1996, the MMS announced its final agency decision. It adopted the administrative judge’s finding with respect to genderdiscrimination, but rejected its holding on the race and age discrimination claims, deciding that the evidence was insufficient. The MMS determined that Arnold,Maxwell, and McDaniel were entitled to compete in an unbiased selection process and resolved to reconduct the job search. Arnold, McDaniel, and Maxwell filed suit on November 13, 1996. Sometime thereafter, Reiger requested and received a transfer. Johnson selected Maxwellto replace Reiger. [FOOTNOTE 1] Johnson then penned a justification memorandum, which Jim Shaw (“Shaw”), the Associate Director for Royalty Management, approved.Despite his promotion, Maxwell remained a plaintiff in the current suit. Subsequent to Maxwell’s promotion, two of the four Supervisory Auditors in the Dallas Compliance Division of the MMS retired. After each retirement,Johnson elected to eliminate the position, as opposed to hiring a successor. Johnson’s decision in this regard was consistent with agency-wide down-sizing andstreamlining, and Johnson confirmed with Lucy Querques-Dennet, Shaw’s replacement, that realignment in this manner was wholly within his discretion.Johnson also obtained the unanimous approval of the remaining Supervisory Auditors (including Maxwell) when he decided to reduce the total number ofSupervisory Auditors. Convinced that this realignment was actually a form of retaliation against them, Arnold and McDaniel amended their complaint to state a claim for retaliation.The trial court granted summary judgment to the DOI on the retaliation claim on July 26, 1997. And at a pretrial hearing on April 14, 1999, the district courtdetermined that neither Arnold nor McDaniel could present evidence at trial supporting their claim for compensatory damages because Maxwell’s promotionprecluded both Arnold and McDaniel from proving that they would have netted the job “but for” the discrimination. After a trial ending on April 23, 1999, thejury found in favor of Arnold, McDaniel, and Maxwell on their race and gender discrimination claims and awarded Maxwell $300,000 in compensatorydamages. [FOOTNOTE 2] The jury specifically rejected the DOI’s defense that it would have failed to hire Arnold and McDaniel even if gender had not been aconsideration. The district court awarded attorneys’ fees and costs to the plaintiffs. Arnold and McDaniel, though not Maxwell, timely filed this appeal. II. Standard of Review Both the decision that, as a matter of law, Arnold and McDaniel could not prove that they would have obtained the job “but for” the discrimination and thegrant of summary judgment on the retaliation claim are issues of law to which we apply de novo review. See Hall v. Thomas, 190 F.3d 693, 695 (5th Cir.1999) (summary judgment); Randel v. United States Dep’t of the Navy, 157 F.3d 392, 395 (5th Cir. 1998) (“Questions of law we review de novo.”). The district court should grant summary judgment where “the pleadings, depositions, answers to interrogatories, and admissions on file, together with theaffidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.” Fed. R. Civ.Proc. 56(c); see also Christopher Village, LP v. Retsinas, 190 F.3d 310, 314 (5th Cir. 1999). “An issue is genuine if the evidence is sufficient for areasonable jury to return a verdict for the nonmoving party.” Owsley v. San Antonio Indep. Sch. Dist., 187 F.3d 521, 523 (5th Cir. 1999), petition for cert.filed (Jan. 18, 2000) (No. 99-1205). “Although we consider the evidence and all reasonable inferences to be drawn therefrom in the light most favorable tothe nonmovant, the nonmoving party may not rest on the mere allegations or denials of its pleadings, but must respond by setting forth specific facts indicating agenuine issue for trial.” Rushing v. Kansas City S. Ry. Co., 185 F.3d 496, 505 (5th Cir. 1999), petition for cert. filed (Dec. 28, 1999) (No. 99-1090). III. Compensatory Damages Arnold and McDaniel argue that the district court erred when it forbade them from presenting evidence on their claim for compensatory damages and refusedto submit the same to the jury. Specifically, Arnold and McDaniel assert that, because the jury rejected the DOI’s mixed motive defense, they are thereforeentitled to compensatory damages. The DOI retorts that the district court acted properly because compensatory damages are not available to plaintiffs who cannot show that discrimination wasthe “but for” cause of the failure to hire. The DOI further argues that the jury verdict, coming as it did on the heels of the district court’s dismissal of Arnold andMcDaniel’s claims for compensatory damages, is a nullity. Title 42 U.S.C. � 1981a(a)(1) states “In an action brought by a complaining party under . . . [� 2000e-5] against a respondent who engaged in unlawfulintentional discrimination . . . prohibited under . . . [� 2000e-2] . . . , the complaining party may recover compensatory and punitive damages . . ., in addition toany relief authorized by . . . [� 2000e-5(g)].” This is the language that Arnold and McDaniel claim presumptively entitles them to compensatory damages. [FOOTNOTE 3] They also urge us to follow Willson v. Shannon, 857 F. Supp. 34 (S.D. Tx. 1994), aff’d in part, 77 F.3d 473 (5th Cir. 1995) (unpublished), which, in thecourse of denying a motion for a new trial, rejected the argument that because “only one . . . position had been available for either Plaintiff to fill, and that onlyone of the Plaintiffs could have obtained the position even in the absence of discrimination, . . . only one Plaintiff should be able to recover damages[.]” Id. at35. The court condemned this argument as it “ would allow . . . discriminat[ion] with respect to any given position with impunity for near perpetuity, once [theagency] has become liable for discriminating once.” Id. [FOOTNOTE 4] However, what Willson does not even mention (indeed Willson cites no law in support of its position), and what the DOI highlights, is � 2000e-5(g)(2)(B)(ii),which states: “On a claim in which . . . the respondent demonstrates that [it] would have taken the same action in the absence of the impermissible motivatingfactor, the court . . . . shall not award damages[.]” This section establishes what is known as “ the mixed motive defense.” The DOI insists that this languageabsolves it of liability for compensatory damages to Arnold and McDaniel because the DOI would not have hired Arnold and McDaniel regardless of theirgender for the simple reason that it promoted Maxwell instead. The DOI also relies on De Volld v. Bailar, 568 F.2d 1162 (5th Cir. 1978), in which a panelof this circuit stated: It must be kept in mind that only one person could be promoted to the position in question. Both Mexican-American clerks [Trevino and De Volld] were concededly treated discriminatorily in that both were passed over because of their national origin. But the blunt fact remains that only one of the two if either could receive the promotion. When the Civil Service Commission determined that the deserving candidate was Trevino . . ., it became indisputable that whatever discrimination [De Volld] suffered because of her national origin, that discrimination no longer kept her from the promotion. Put another way, whatever motives the Commission may have had in choosing between two people of the same ethnic origin, discrimination cannot have been among them. . . . In this case the administrative award to [Trevino] removes any possibility that [De Volld] can prove that her situation is due to discrimination against her as a Mexican-American. Id. at 1164-65; see also Pollard v. Grinstead, 741 F.2d 73, 75 (4th Cir. 1984) (“Pollard . . . did not . . . prove that the agency discriminated against himwhen it [decided] . . . that Webb was better qualified. Pollard was refused promotion, in the words of the statute, for a ‘reason other than discrimination.’ Theabsence of discrimination when the agency weighed the qualifications of the two applicants bars relief.” (quoting � 2000e-5(g))); Burks v. City ofPhiladelphia, 950 F. Supp. 678, 689 (E.D. Pa. 1996) (“[F]ederal appellate courts have followed the rule that an employee should be denied damages if herqualifications relative to another candidate were such that he or she would not have received the position.”). The statutory language and the case law set forth the rule plainly enough: among multiple job applicants who fail to secure the position because ofdiscrimination, only those who can prove that they would have gotten the position but for the discrimination can recover compensatory damages. Arnold andMcDaniel are not candidates who, but for the discrimination, would have received the Supervisory Auditor position for the following reasons: (1) only oneposition was open; (2) Johnson considered only Arnold, McDaniel, and Maxwell in selecting Reiger’s replacement; and (3) neither Arnold nor McDanielcontend that a discriminatory motivation tainted Johnson’s selection of Maxwell. Moreover, it flies in the face of all reason that all three would have beenchosen for only one position. For these reasons, Arnold and McDaniel cannot show that they would have garnered the job but for the discrimination andconsequently cannot demonstrate that they are entitled to compensatory damages. Therefore, the district court did not err. Arnold and McDaniel emphasize the jury’s special finding that the DOI would have hired them if gender had not been a motivating factor precludes the DOI’sreliance on the mixed motive defense. The jury’s special interrogatory, however, is not determinative of this issue. Whether Arnold and McDaniel couldrecover compensatory damages “was a matter of statutory interpretation . . . properly decided by the court[.]” United States v. Nolan, 136 F.3d 265, 271(2d Cir. 1998). Having correctly determined that � 2000e-5(g)(2)(B)(ii) precluded Arnold and McDaniel’s entitlement to compensatory damages, the courtdefinitively disposed of the matter; a subsequent jury pronouncement on an issue no longer in the case is of no effect. We therefore find that the district court did not err in ruling, as a matter of law, that Arnold and McDaniel could not recover compensatory damages. IV. Retaliation Arnold and McDaniel identify the realignment as a form of retaliation because it foreclosed promotion opportunities for them, and it increased their workload.The DOI counters that the realignment is not an ultimate employment decision, and therefore, not an adverse action sufficient to state a prima facie claim forretaliation. Moreover, the DOI urges that no causal link exists between Arnold and McDaniel’s protected activity and the realignment. To state a claim for retaliation, a plaintiff must prove that: (1) he engaged in protected activity pursuant to Title VII; (2) he suffered an adverse employmentaction; and (3) a causal nexus exists between the protected activity and the adverse employment action. See Messed v. Men, 130 F.3d 130, 140 (5th Cir.1997). Assuming arguendo that the realignment can be properly characterized as an adverse employment action, Arnold and McDaniel have not establishedany causal link between their protected activity and the realignment. Though they argue vigorously that Johnson flouted agency procedures for conducting therealignment, Johnson, in fact, had total discretion in making the adjustment. Even so, Johnson obtained the approval of his superior and the other SupervisoryAuditors before eliminating the positions. The unexpected retirements of two Supervisory Auditors–not the protected activity of Arnold andMcDaniel–appears to have prompted the realignment, and Arnold and McDaniel present no evidence inconsistent with that proposition. Therefore, the districtcourt did not err when it granted the DOI summary judgment on the retaliation claim. V. Conclusion Because we find that the plain language of � 2000-e5(g)(2)(B)(ii) forbids an award of compensatory damages to a job applicant who, despite unlawfuldiscrimination, still would not have received the job, we hold that the district court did not err when it ruled as a matter of law that Arnold and McDaniel werenot entitled to compensatory damages. We further hold that Arnold and McDaniel did not demonstrate a causal link between their protected activity and the realignment that foreclosed theiropportunities for promotion. The district court therefore did not err when it granted the DOI’s motion for summary judgment on the retaliation claim. AFFIRMED :::FOOTNOTES::: FN1 Counsel for the DOI admitted at oral argument that Johnson considered only Arnold, McDaniel, and Maxwell in selecting Reiger’s replacement. FN2 The jury had actually awarded Maxwell $450,000, but the district court capped that amount pursuant to Title VII’s limitations on damages. FN3 Arnold and McDaniel also rely on three EEOC agency decisions. See Miller v. Babbit, 1999 WL 716389 (EEOC); Harris v. Glickman, 1998 WL897680 (EEOC); Deauzat v. Dalton, 1997 WL 241520 (EEOC). These cases, broadly speaking, stand for the proposition that, “even if a victim of adiscriminatory selection process is not awarded the position during re-selection, he is nonetheless entitled to compensatory damages, if proven, for having beensubjected to a discriminatory selection process in the first instance.” Miller, 1999 WL 716389, at *4. However, one of the cases permits an award ofcompensatory damages only “up until . . . the date on which the AJ issued her RD finding that Complainant A was the best qualified candidate and would havebeen selected for the position absent the agency’s discrimination.” Harris, 1998 WL 897680, at *3. In other words, even under the EEOC decisions, Arnoldand McDaniel could not recover compensatory damages past the date on which Maxwell received the position of Supervisory Auditor. “An agency’s construction of a statute it is charged with enforcing is entitled to deference if it is reasonable and not in conflict with the expressed intent ofCongress.” United States v. Riverside Bayview Homes, Inc., 747 U.S. 121, 131 (1985); Gomez v. Department of the Air Force, 869 F.2d 852, 860(5th Cir. 1989) (same). To the extent that these EEOC decisions conflict with � 2000e-5(g)(2)(B)(ii), they are neither binding nor entitled to deference. FN4 Even were Willson persuasive, it is not binding for four reasons. First, though Willson was affirmed in part in an unpublished opinion, pursuant to Local Rule47.5.3, “[u]npublished opinions issued before January 1, 1996 . . . . should normally be cited only when the doctrine of res judicata, collateral estoppel or lawof the case is applicable.” None of those doctrines is relevant here. Second, the unpublished affirmance did not discuss Willson’s reasoning, but instead merelyfound the denial of a motion for new trial to be not plain error. Third, Willson itself is factually distinguishable, involving, as it appears to, successive denials ofan open job position to female applicants. Finally, as is detailed below, Willson conflicts with language in De Volld v. Bailar, 568 F.2d 1162 (5th Cir. 1978),and, under the rule of orderliness, to the extent that a more recent case contradicts an older case, the newer language has no effect. See Teague v. City ofFlower Mound, Texas, 179 F.3d 377, 383 (5th Cir. 1999).
Arnold, et al. v. U.S. Department of the Interior In The United States Court Of Appeals For The Fifth Circuit No. 99-10753 JOEL F. ARNOLD; ET AL., Plaintiffs, JOEL F. ARNOLD; ALLEN MCDANIEL,Plaintiffs-Appellants, v. UNITED STATES DEPARTMENT OF THE INTERIOR, Defendant-Appellee. Appeal from the United States District Court for the Northern District of Texas May 25, 2000 Before WIENER, BENAVIDES, and PARKER, Circuit Judges.
 
Reprints & Licensing
Mentioned in a Law.com story?

License our industry-leading legal content to extend your thought leadership and build your brand.

More From ALM

With this subscription you will receive unlimited access to high quality, online, on-demand premium content from well-respected faculty in the legal industry. This is perfect for attorneys licensed in multiple jurisdictions or for attorneys that have fulfilled their CLE requirement but need to access resourceful information for their practice areas.
View Now
Our Team Account subscription service is for legal teams of four or more attorneys. Each attorney is granted unlimited access to high quality, on-demand premium content from well-respected faculty in the legal industry along with administrative access to easily manage CLE for the entire team.
View Now
Gain access to some of the most knowledgeable and experienced attorneys with our 2 bundle options! Our Compliance bundles are curated by CLE Counselors and include current legal topics and challenges within the industry. Our second option allows you to build your bundle and strategically select the content that pertains to your needs. Both options are priced the same.
View Now
April 29, 2024 - May 01, 2024
Aurora, CO

The premier educational and networking event for employee benefits brokers and agents.


Learn More
May 15, 2024
Philadelphia, PA

The Legal Intelligencer honors lawyers leaving a mark on the legal community in Pennsylvania and Delaware.


Learn More
May 16, 2024
Dallas, TX

Consulting Magazine recognizes leaders in technology across three categories Leadership, Client Service and Innovation.


Learn More

Atlanta s John Marshall Law School is seeking to hire one or more full-time, visiting Legal WritingInstructors to teach Legal Research, Anal...


Apply Now ›

Shipman is seeking an associate to join our Labor & Employment practice in our Hartford, New Haven, or Stamford office. Candidates shou...


Apply Now ›

Evergreen Trading is a media investment firm headquartered in NYC. We help brands achieve their goals by leveraging their unwanted assets to...


Apply Now ›
04/15/2024
Connecticut Law Tribune

MELICK & PORTER, LLP PROMOTES CONNECTICUT PARTNERS HOLLY ROGERS, STEVEN BANKS, and ALEXANDER AHRENS


View Announcement ›
04/11/2024
New Jersey Law Journal

Professional Announcement


View Announcement ›
04/08/2024
Daily Report

Daily Report 1/2 Page Professional Announcement 60 Days


View Announcement ›