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Investment banks may restrict the flipping of stock by individual investors without violating the antitrust laws, the 2nd U.S. Circuit Court of Appeals ruled Friday. Upholding the dismissal of a case brought by small investors, the court agreed that Salomon Smith Barney and more than a dozen other banks enjoy "implied immunity" from the antitrust laws because those laws conflict with the federal securities regulation scheme.
December 23, 2002 at 12:00 AM
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The original version of this story was published on Law.Com
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