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The U.S. Securities and Exchange Commission voted unanimously Wednesday to adopt new rules the agency insists will dramatically change how research analysts will be regulated. The rules would prohibit a firm's investment banking operation from having a supervisory role over research analysts. Also under the new rules, analysts and their firms must reveal their financial interests in companies they cover.
May 10, 2002 at 12:00 AM
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The original version of this story was published on Law.Com
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