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Representations concerning transaction fees for purchasing securities are not considered statements made "in connection with" the purchase or sale of securities, a New York federal judge has ruled. Finding that transaction fees have an insufficient connection to the underlying securities to allow the case to be removed to federal court, Judge Denise Cote remanded a case against Merrill Lynch to state court.
October 16, 2001 at 12:00 AM
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The original version of this story was published on Law.Com
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