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The managing partner of a private investment group can be sued under the Investment Advisers Act if he was paid a cut of the firm's profits every year, issued annual reports to his fellow investors and exercised exclusive control over the portfolio, a federal judge has ruled. The judge refused to dismiss the SEC's claims against James S. Saltzman for allegedly violating the partnership agreement of Saltzman Partners.
January 08, 2001 at 12:00 AM
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The original version of this story was published on Law.Com
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