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The National Association of Securities Dealers is asking its members to comment on a proposed rule that would require research analysts and brokerages to disclose potential conflicts of interest in the stocks they cover. In both written reports and public appearances, stock analysts and other brokerage representatives would be required to disclose whether they individually have a stake in the company.
July 05, 2001 at 12:00 AM
1 minute read
The original version of this story was published on Law.Com
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