X

Thank you for sharing!

Your article was successfully shared with the contacts you provided.

Before DAVIS, JONES, and DENNIS, Circuit Judges.JAMES L. DENNIS, Circuit Judge:Lonnie Kade Welsh appeals from an order dismissing his case with prejudice after his attempt to dismiss unilaterally without prejudice. Because the dismissal with prejudice was erroneous, we VACATE and REMAND.I.Welsh filed a state court action against Correct Care, L.L.C., Marsha McLane, Michael Searcy, and others, in which he alleged constitutional violations and other wrongs inflicted on him while he was in the custody of the Texas Civil Commitment Office. After removing the case to federal court, defendants McLane and Searcy filed a partial motion to dismiss. McLane also filed an answer. Welsh then filed an amended complaint, which no defendant answered.Months later, Welsh moved to dismiss his action without prejudice. After a clerical error, the court entered a nunc pro tunc[1] order dismissing the case “with prejudice” on the ground that at least one defendant—McLane— had answered. Welsh appeals, arguing that he was entitled to voluntary dismissal without prejudice and without a court order.II.A plaintiff may unilaterally dismiss his action without prejudice by filing a “notice of dismissal before the opposing party serves either an answer or a motion for summary judgment.” FED. R. CIV. P. 41(a)(1)(A)(i). If the defendant has filed an answer or a motion for summary judgment, however, Rule 41(a)(2) permits dismissal at the plaintiffs request “only by court order, on terms that the court considers proper.” Id. 41(a)(2). Unless otherwise stated in the order, a dismissal under either subsection is without prejudice. Id. 41(a)(1)(B), 41(a)(2). We review the district court’s decision for abuse of discretion. See Elbaor v. Tripath Imaging, Inc., 279 F.3d 314, 318 (5th Cir. 2002).A.Federal Rule of Civil Procedure 41(a)(1)(A)(i) grants Welsh an absolute right to dismiss his lawsuit before the defendant has filed an answer or a summary judgment motion. Defendant McLane filed an answer to Welsh’s earlier complaint,[2] but he did not answer Welsh’s later-filed amended complaint. We must, therefore, determine whether filing an answer to the earlier complaint, but not to the amended complaint, is sufficient to preclude the plaintiff from voluntarily dismissing his claim as a matter of right under Rule 41(a)(1)(A)(i).The Fourth Circuit addressed this issue in Armstrong v. Frostie Co. and determined that a plaintiff was barred from unilaterally dismissing his complaint under Rule 41(a)(1)(A)(i) where a defendant filed an answer to the plaintiffs original complaint but not to his amended complaint. 453 F.2d 914, 916 (4th Cir. 1971). The court reasoned that Rule 41(a)(1)(A)(i) “is designed to permit a disengagement of the parties at the behest of the plaintiff only in the early stages of a suit, before the defendant has expended time and effort in the preparation of his case” and the filing of an amended complaint “increased rather than nullified [the defendant's] burden.” Id. Others have agreed. See Universidad Cent. Del Caribe, Inc. v. Liaison Comm. on Med. Educ., 760 F.2d 14, 18 (1st Cir. 1985) (noting that Armstrong stands for the proposition that “a plaintiff cannot supersede the cutting off of its right to give notice of voluntary dismissal by filing an amended complaint after an answer or motion for summary judgment has been filed by the defendant”); Baiul v. NBC Sports, 708 F. App’x 710, 713 (2d Cir. 2017) (“[N]o new right of dismissal is created by the filing of an amended complaint, even one with substantially new allegations.”); see also 9 WRIGHT & MILLER, FEDERAL PRACTICE AND PROCEDURE § 2363, at 122 (3d ed. Supp. 2018) (“Multiple courts have held that an answer to the plaintiff’s original complaint is sufficient to preclude dismissal by notice even though the defendant has not submitted an answer to the plaintiffs amended complaint.”); cf. Van-S-Aviation Corp. v. Piper Aircraft Corp., 551 F.2d 213, 220 (8th Cir. 1977) (“The purpose of Rule 41(a)(1)[(A)](i) is to fix the point at which the resources of the court and the defendant are so committed that dismissal without preclusive consequences can no longer be had as of right.”).We agree with the Fourth Circuit’s reasoning and hold that the filing of an amended complaint does not revive the plaintiff’s absolute right to dismissal under Rule 41(a)(1)(A)(i). See Armstrong, 453 F.2d at 916. Because McLane filed an answer to Welsh’s earlier complaint, Welsh cannot utilize Rule 41(a)(1)(A)(i)’s voluntary dismissal without a court order as to that defendant. However, the Rules permit voluntary dismissal by notice and without a court order of any defendant who has not served an answer, which in this case is all defendants except McLane. See FED. R. CIV. P. 41(a)(1)(a)(i); Plains Growers By & Through Florists’Mut. Ins. Co. v. Ickes-Braun Glasshouses, Inc., 474 F.2d 250, 255 (5th Cir. 1973). Therefore, Welsh is entitled to dismissal by notice under Rule 41(a)(1)(A)(i) without prejudice and without a court order against all defendants other than McLane.B.Because McLane filed an answer, the district court’s dismissal of Welsh’s claim against him falls under Rule 41(a)(2), which allows the court to impose conditions on the dismissal. The district court dismissed Welsh’s claim with prejudice. A plaintiff typically “has the option to refuse a Rule 41(a)(2) voluntary dismissal and to proceed with its case if the conditions imposed by the court are too onerous.” Mortgage Guar. Ins. Corp. v. Richard Carlyon Co., 904 F.2d 298, 301 (5th Cir. 1990). Thus, “before requiring a Rule 41(a)(2) dismissal to be with prejudice, a court must allow a plaintiff the opportunity to retract his motion to dismiss” rather than accept the dismissal with prejudice. Bell v. Keystone RV Co., 628 F.3d 157, 163 n.4 (5th Cir. 2010). Where, as here, the plaintiff was not given the chance to withdraw the motion and reject the condition of dismissal with prejudice, a remand is in order. See Mortgage Guar., 904 F.2d at 301 (citing Lau v. Glendora Unified School District, 792 F.2d 929, 931 (9th Cir. 1986)). Therefore, we find that the district court abused its discretion when it dismissed Welsh’s case with prejudice without giving him the chance to reject or accept the dismissal. See id.***To summarize, as to all non-answering defendants, Welsh is entitled to unconditional dismissal by notice under Rule 41(a)(1)(A)(i) without prejudice and without a court order. See FED. R. CIV. P. 41(a)(1)(A)(i); Plains Growers, 474 F.2d at 255. As to defendant McLane, Welsh is entitled to dismissal by motion under Rule 41(a)(2) “on terms that the court considers proper” with the opportunity to retract his motion to dismiss if he finds the court’s conditions too onerous. See FED. R. CIV. P. 41(a)(2); Mortgage Guar., 904 F.2d at 301. Accordingly, we VACATE the district court’s order and REMAND for further proceedings consistent with this opinion.

 
Reprints & Licensing
Mentioned in a Law.com story?

License our industry-leading legal content to extend your thought leadership and build your brand.

More From ALM

With this subscription you will receive unlimited access to high quality, online, on-demand premium content from well-respected faculty in the legal industry. This is perfect for attorneys licensed in multiple jurisdictions or for attorneys that have fulfilled their CLE requirement but need to access resourceful information for their practice areas.
View Now
Our Team Account subscription service is for legal teams of four or more attorneys. Each attorney is granted unlimited access to high quality, on-demand premium content from well-respected faculty in the legal industry along with administrative access to easily manage CLE for the entire team.
View Now
Gain access to some of the most knowledgeable and experienced attorneys with our 2 bundle options! Our Compliance bundles are curated by CLE Counselors and include current legal topics and challenges within the industry. Our second option allows you to build your bundle and strategically select the content that pertains to your needs. Both options are priced the same.
View Now
September 18, 2024 - September 19, 2024
Dallas, TX

Join General Counsel and Senior Legal Leaders at the Premier Forum Designed For and by General Counsel from Fortune 1000 Companies


Learn More
October 15, 2024
Dallas, TX

The Texas Lawyer honors attorneys and judges who have made a remarkable difference in the legal profession in Texas.


Learn More
April 29, 2024 - May 01, 2024
Aurora, CO

The premier educational and networking event for employee benefits brokers and agents.


Learn More

Atlanta s John Marshall Law School is seeking to hire one or more full-time, visiting Legal WritingInstructors to teach Legal Research, Anal...


Apply Now ›

Shipman is seeking an associate to join our Labor & Employment practice in our Hartford, New Haven, or Stamford office. Candidates shou...


Apply Now ›

Evergreen Trading is a media investment firm headquartered in NYC. We help brands achieve their goals by leveraging their unwanted assets to...


Apply Now ›
04/15/2024
Connecticut Law Tribune

MELICK & PORTER, LLP PROMOTES CONNECTICUT PARTNERS HOLLY ROGERS, STEVEN BANKS, and ALEXANDER AHRENS


View Announcement ›
04/11/2024
New Jersey Law Journal

Professional Announcement


View Announcement ›
04/08/2024
Daily Report

Daily Report 1/2 Page Professional Announcement 60 Days


View Announcement ›