X

Thank you for sharing!

Your article was successfully shared with the contacts you provided.

HERVEY, J., delivered the opinion of the Court in which RICHARDSON, YEARY, NEWELL, WALKER, MCCLURE, JJ., joined. KEEL, J., concurred. KELLER, P.J., filed a dissenting opinion. SLAUGHTER, J., dissented. OPINION Appellant, Saul Ranulfo Herrera Rios, was convicted of continuous sexual abuse of a child. He appealed, arguing that he did not waive his federal constitutional right to a jury trial[1] and that the state statutory procedures for waiving a jury were not followed. TEX. CODE CRIM. PROC. art. 1.13(a). He also asked the court of appeals to abate the appeal for findings and conclusions about his waiver claims. The court of appeals abated the case,[2] and the trial court concluded that Appellant waived his right to a jury. A divided court of appeals affirmed the conviction. Appellant filed a pro se petition for discretionary review, arguing that the court of appeals erred because he did not knowingly and intelligently waive his right to a jury. We will reverse the judgment of the court of appeals and remand for a new trial. FACTS & PROCEDURAL HISTORY The victim, N.R., told her mother that her father, Appellant, had sexually assaulted her when she was 7, 8, and 14 or 15-years old, respectively. N.R. alleged that Appellant touched her breasts in 2008; that he touched her breasts and vagina, digitally penetrated her vagina and that he forced her to masturbate him in 2009; and that he put his arm around her shoulder and touched her breasts when they were at a mall in 2015 or 2016. After her mother reported the abuse, Appellant was arrested and indicted for continuous sexual abuse of a child under 14 years old. Appellant pled not guilty. Appellant did not execute a written jury waiver, and the trial judge did not admonish Appellant about his right to a jury trial. A jury waiver was never discussed in open court. Appellant testified at his bench trial that he thought the allegations were fabricated because he refused to pay for N.R.’s quinceañera. The trial court found Appellant guilty. Appellant also testified at sentencing. The trial court sentenced him to 35 years’ confinement. Appellant filed a motion for new trial, which was overruled,[3] and a notice of appeal. He also filed a motion to abate for findings of fact and conclusions of law. The court of appeals granted the abatement motion and asked the trial court to determine, (1) Whether Appellant executed a written jury waiver, (2) Whether Appellant waived his right to a trial by jury, (3) Whether Appellant consented to a trial before the court without a jury, and (4) Whether the judgment’s recitation that Appellant waived the right of trial by jury accurately reflected the trial proceedings. The trial court determined that Appellant waived his right to a jury, and the court of appeals affirmed Appellant’s conviction based on the trial court’s findings.[4] THE THREE-DAY ABATEMENT EVIDENTIARY HEARING a. The Testimony Four witnesses testified during the hearing. Appellant testified that he is a native Spanish speaker and that he reads little English. He remembered regularly attending pretrial court settings and said that trial counsel brought an interpreter to only one of them. Appellant claimed that he was given blank pass slips (boilerplate motions for continuances) to sign,[5] and that trial counsel told him to sign the slips so trial counsel could prove that Appellant was present and get a new court date. Some pass slips were admitted at the hearing. Those from earlier settings have checkmarks next to “Announcement” and specified when Appellant had to return to court. The last four pass slips have checkmarks next to “Trial by the Court.” Appellant said that he did not know what “Trial by Court” meant because the form was in English. Appellant recalled one particular pretrial setting when trial counsel returned with a filled-out pass slip and told Appellant that he needed to meet with Gonzales, a probation officer assigned to perform a presentence investigation (PSI).[6] When Appellant went to the meeting, Gonzales introduced herself,[7] and during their conversation, she explained what an open plea is and that Appellant would have to register as a sex offender for life if he was found guilty. Appellant next testified that he told trial counsel that he wanted a jury trial, and he remembered doing so because trial counsel responded that a jury trial would cost $5,000 more: “He was charging me [$]10,000 before going to the Judge, and then he charged me another [$]5,000 when I went to tell him [I wanted a jury trial].” Appellant further testified that, when he appeared in court the morning of his bench trial, he believed that he was appearing for only another pretrial setting and that once he realized his trial was about to begin, he told trial counsel to object because he wanted a jury trial. Gonzales testified that Appellant was confused why he was meeting her. She said that she explained who she is and what she was doing. She also testified that she told him that he might not be eligible for probation if he pled open to the judge[8] and that there was a possibility of a term of confinement and a sex-offender registration requirement.[9] According to Gonzales, Appellant told her that he did not want to plead open to the charges and that he did not know about the registration requirement, then he left the PSI meeting. Gonzales testified that Appellant never said whether he wanted a jury or bench trial. Trial counsel testified that he typically had his clients sign blank pass slips, then would walk upstairs and talk to the prosecutor assigned to the case. He also testified that he spoke with Appellant through an interpreter before trial, but he did not say how many times. According to trial counsel, Appellant never discussed an open plea, and he advised Appellant about his “right to a jury trial,”[10] but “[w]e decided to go with none (sic) jury trial.” Trial counsel said that the case was set for a bench trial as early as October 2018,[11] and he disputed Appellant’s claim that Appellant did not know he was appearing for a bench trial in February 2019. Trial counsel admitted that there is no signed jury waiver in the record, but he testified that he advised Appellant “of his rights”[12] and that he would have had Appellant sign a jury waiver form if he had time to do so. According to trial counsel, the judge told the attorneys that he did not want to try the case because of a previous sexual assault case that still haunted him, but the judge suddenly changed his mind and rushed the parties to trial: “The Judge did not give us time to do anything. We came in, and he told us to sit down. Told the State, call your first witness. That was how we started. We did not sign . . . [the waiver].” The prosecutor testified that negotiations included the possibilities of a plea bargain, a bench trial, or a jury trial, but never an open plea. She also recalled that trial counsel brought her filled-out pass slips. She could not remember whether a signed jury waiver was executed, but she remembered that trial counsel approached her about conducting a PSI in case Appellant was found guilty. b. The Stipulation During the evidentiary hearing on abatement, the bare recital in the judgment stating that Appellant waived the right to a jury was discussed. The prosecutor agreed to stipulate that the judgments are prepared by clerks using software that prepopulates parts of the judgment, including that jury waiver recital if the clerk uses the form for defendants convicted after a bench trial.[13] FINDINGS OF FACT AND CONCLUSIONS OF LAW The trial court entered the following findings of fact and conclusions and concluded that Appellant is not entitled to relief: A jury waiver executed by Appellant is not in the record. Appellant speaks Spanish. He was provided with a Spanish-speaking interpreter at the three evidentiary hearing dates, through whom he testified. Appellant did not tell the probation assessment officer that he wished to have a jury trial. A Dallas County probation assessment officer testified that her report notes indicated Appellant told her he did not want to enter an open plea before the presiding judge. Appellant did not tell the probation officer that he did not wish to have a trial before the court. Appellant testified that he told his trial counsel he wished to have a jury trial. Appellant testified that his trial counsel provided no legal advice to him regarding his right to a jury trial. At the October 3, 2019 hearing, Appellant admitted signing three of the four pass slips found in the Court’s file continuing the case for “Trial by the Court,” the last of which was a continuance for trial before the court on February 28, 2019. Appellant changed his testimony at the October 25, 2019 hearing, stating that the signature on the last pass slip, State’s Exhibit 4, was not his. Appellant’s trial counsel testified that he wrote Appellant’s signature on State’s Exhibit 4 because Appellant did not have his glasses, and Appellant was aware that counsel was signing for him. Appellant’s trial began on February 28, 2019 and concluded on March 1, 2019. Appellant was provided with a Spanish-speaking interpreter at trial, who was sworn in at the beginning of trial. The trial judge did not admonish Appellant of his right to a jury trial on the record. Appellant testified he did not understand that he was being tried for the case on February 28 and March 1, 2019, even though the record reflects that the judge, Appellant’s counsel and the State discussed in open court pre-trial motions that were filed in the case; the trial court arraigned Appellant; Appellant entered a plea of not guilty; witnesses, including the complaining witness, were present, to testify; and Appellant testified in his own defense. Appellant testified that he did not ask his trial counsel to object to the trial before the court.[14] The district attorney in the case testified that the case had always been set for a trial before the court.[15] The district attorney in the case testified that the case “was never set for a jury trial.” The district attorney in the case testified that a reason for conducting a PSI report for a defendant even though he was opting for trial and not entering a plea is to gather information for the judge to consider when assessing his punishment. Appellant’s trial counsel testified that he communicated with Appellant before trial using a Spanish-speaking interpreter. Appellant’s trial counsel testified that he advised his client of his right to a jury trial. Appellant’s trial counsel testified that the case had been set for a trial before the court since October 2018. Appellant’s trial counsel testified that Appellant was aware that he was having a trial before the court on the day trial started and knew what a trial was. Appellant’s trial counsel testified that if he had more time, he would have filed a written jury waiver. This Court finds Appellant’s testimony that he was not aware of his right to a jury trial to not be credible.[16] The Court finds Appellant’s testimony that he was not aware he was being tried for the offense on February 28 and March 1, 2019 to not be credible. The Court finds Appellant’s testimony that he did not voluntarily consent to a trial before the court to not be credible. III. Appellant did not execute a signed jury waiver. Appellant waived his right to a trial by jury. Appellant voluntarily consented to a trial before the court without a jury. The recitation in the judgment that Appellant waived the right of trial by jury accurately reflects the proceedings, and, other than the incredible testimony of Appellant, the record contains no direct proof of its falsity. COURT OF APPEALS Once the appeal was reinstated, Appellant made two arguments.[17] First, he argued that the trial court violated Article 1.13(a) of the Texas Code of Criminal Procedure, which sets out the requirements for a defendant to waive the right to a jury trial and the duties of the trial court. Rios v. State, 626 S.W.3d 408, 412 (Tex. App.—Dallas 2021); see TEX. CODE CRIM. PROC. art. 1.13. Second, he argued that he did not waive his right to a jury trial. Rios, 626 S.W.3d at 412. The court of appeals disagreed on both counts. Id. at 416-17. It acknowledged that Article 1.13(a) was violated but concluded that the error was harmless under Johnson. Id. at 416 (citing Johnson v. State, 72 S.W.3d 346, 348 (Tex. Crim. App. 2002)). According to it, we reasoned in Johnson that, because the federal constitution does not require a defendant to execute a written jury waiver, Article 1.13(a) error is harmless if the evidence shows that the defendant voluntarily, knowingly, and intelligently waived his right to a jury. Id. at 413. The court of appeals also relied on several pass slips (boilerplate motions for a continuance) signed by Appellant showing that the case was set for a bench trial, the lack of an objection from trial counsel before trial, the lack of an objection from Appellant even though he testified during both phases of the trial, Appellant’s motion for new trial in which he did not raise the jury waiver issues, and the judgment recitation stating that Appellant waived a jury because there was no direct proof contradicting the recital. Id. at 414-16. c. Side Opinions The Chief Justice filed a dubitante opinion.[18] Id. at 417. He reluctantly agreed that the Article 1.13(a) error was harmless under Johnson but argued that Johnson “disserves the Constitution and renders meaningless the jury waiver procedure established by the legislature.” Id. at 418 (Burns, C.J., concurring). He also doubted that the evidence even when viewed in light most favorable to the trial court’s ruling showed a knowing and intelligent waiver. Id. at 419-20. According to him, the only affirmative evidence is trial counsel’s testimony “claiming that [Appellant] knew about his right to a jury trial and waived it”; everything else was circumstantial. See id. at 418. He also believed that there was significant evidence weighing against finding that Appellant waived his right to a jury. Id. at 419. For example, he noted that Appellant is a Spanish speaker and that, He did not understand he had the right to a jury trial but told his attorney he wanted a jury trial; His counsel requested, but may not have received, an additional fee to compensate for the extra work of a jury trial; He did not think he had ever signed any paperwork indicating he wanted a trial before the court rather than a jury; When he signed pass slips they were blank; He did not understand the meaning of the checks marked on the pass slips for a bench trial—shown to him during the hearing regarding whether he waived his right to a jury trial but apparently not after his attorney had checked that box after Rios signed the blank forms— because they were written in English and his attorney informed him only that each was to get a new trial date; Only once when he met with his attorney, including the times he signed pass slips, did he have an interpreter; At only one of the four pretrial settings did Rios’s English-speaking attorney bring an interpreter; The pretrial hearings were cursory and no important issues were ever addressed at any of them; On the day of his trial he thought he was in court for another hearing; Neither the judge nor his attorney informed him he was in court for his trial on the day of his trial; The trial judge did not admonish him of his right to a jury trial before commencing the trial; He instructed his counsel to object to proceeding on the morning of his trial without a jury; He wanted a trial before a jury and never consented to a trial before the court; and, His attorney wanted another $5,000 for a jury trial. Id. Chief Justice Burns also said that the trial court’s finding that Appellant was not credible when he testified that he did not understand that he would be tried without a jury is not supported by the record. Id. at 420. According to him, “the only discussion about credibility in the record is the State’s argument . . . that it was ‘hard to believe’ [Appellant]‘s attorney provided no advice whatsoever about proceeding to trial and that on the day of the trial [Appellant] thought he was at another hearing.” Id. He continued that “the lack of a payment for a jury trial and the information about the judge’s reluctance to be the factfinder in a bench trial, if anything, call into question defense counsel’s testimony and not [Appellant]‘s” and that “[t]he record is silent as to whether defense counsel relayed this information to his client before the trial began, but it seems highly unlikely that [Appellant] would have persisted in a presumed waiver of a jury had the information been relayed to him.” Id. The Chief Justice also addressed the pretrial motions. He explained that even though several pretrial motions were discussed in open court, that “creates no inference that [Appellant] knew he was getting and consented to a bench trial since [Appellant] did not speak English and the record provides no basis to believe he had any understanding of the import of the court’s ruling on those motions.” Id. Chief Justice Burns concluded that, while “the record is clear that the trial attorneys wanted a bench trial rather than a jury trial[,] . . . it is far from clear that [Appellant] . . . knowingly and intelligent waived his right.” Id. Justice Goldstein authored a dissenting opinion. Id. at 421 (Goldstein, J., dissenting). She agreed that Johnson has rendered Article 1.13(a)’s requirements to waive a jury meaningless. Id. She also argued that the evidence did not show that Appellant waived his right to a jury. Id. According to her, the only documents indicating that Appellant waived his right to a jury are pass slips with checkmarks next to “Trial by Court,” and the judgment recital. Id. On the other hand, she said, Appellant was a Spanish speaker who did not understand written or spoken English, and although “Trial by Court” had been checked on some of the pass slips, the record does not show when the “Trial by Court” box was checked. Id. at 419. She also concluded that the record shows that the judgment recital is false and can be given no weight under Johnson because “[t]here is no evidence suggesting the boilerplate jury waiver found by the trial judge was given at the time of trial” “and due to its inclusion as a perfunctory administrative function, electronically signed by a judge who did not try the case . . . .” Id. at 427. Justice Goldstein further argued that the failure to obtain a jury waiver is structural error because it affects the framework of the trial and that, as a result, Appellant is entitled to a new trial without a harm analysis. Id. at 428. DISCUSSION a. Appellant’s claims were not forfeited by failing to object at trial. We first discuss preservation of error. Generally, error must be preserved under Rule 33.1 of the Texas Rules of Appellate Procedure. TEX. R. APP. 33.1. Under that rule, the complainant must object and state the ground for the objection with sufficient specificity that the trial court knows what the complainant wants and why the complainant thinks he is entitled to it. Id. (a)(1)(A); Lankston v. State, 827 S.W.2d 907, 909 (Tex. Crim. App. 1992) (“As regards specificity,” for preservation purposes, “all a party has to do to avoid the forfeiture of a complaint on appeal is to let the trial judge know what he wants, why he thinks himself entitled to it, and to do so clearly enough for the judge to understand him at a time when the trial court is in a proper position to do something about it.”). The complainant must also object when the court can remedy the error, and a ruling on the objection must be obtained unless the trial court refuses to rule. TEX. R. APP. P. 33.1(a)(2)(A)-(B). The specificity requirement is satisfied if the grounds for the objection were apparent from the context. Id. (a)(1)(A). Rule 33.1 does not apply to all alleged errors. Litigant’s rights usually fall into three categories: (1) systemic requirements and prohibitions, (2) waivable-only rights, (3) 16 and forfeitable rights. Marin v. State, 851 S.W.2d 275 (Tex. Crim. App. 1993). Rule 33.1 does not apply to complaints about systemic requirements and prohibitions or waivable- only rights. Mendez v. State, 138 S.W.3d 334, 342 (Tex. Crim. App. 2004). Either type of claim can be raised for the first time on direct appeal. Id. The right to a jury trial is a waivable-only right. Therefore, Appellant can argue for the first time on direct appeal that he was denied his federal constitutional right to a jury trial and that the procedures required by Article 1.13(a) for waiving a jury were violated notwithstanding his failure to object at trial. b. Carr is distinguishable. Appellant argues next that the court of appeals erred because State ex rel. Curry v. Carr, 847 S.W.2d 561 (Tex. Crim. App. 1992) (per curiam) should control, not Johnson. In that case, the issue was whether the State was entitled to mandamus relief when the trial judge indicated that he would move forward with a bench trial on a misdemeanor even though the State refused under Article 1.13(a) to consent to a jury waiver. Id. at 561; TEX. CODE CRIM. PROC. art. 1.13(a). We held that the State was entitled to relief because the consent requirement is a ministerial duty as it “implicates the trial court’s authority to preside over a particular type of proceeding.” In re State ex rel. Ogg, 618 S.W.3d 361, 365 (Tex. Crim. App. 2021). Appellant contends that, if the State’s failure to consent to a defendant waiving a jury in favor of a bench trial divests the trial court of discretion to conduct a bench trial, the failure to obtain an express waiver by the defendant under Article 1.13(a) should have the same result. The State responds that Carr is distinguishable because it dealt with whether the State consented to a defendant waiving a jury trial, not whether a defendant waived his right to a jury trial. We agree that Carr is distinguishable. Not only did that case address a different issue, it was also in a different posture, but this is a direct appeal, not a mandamus/prohibition case. The merits of Appellant’s argument would have been better presented had he sought mandamus and prohibition relief because the judge refused to empanel a jury at Appellant’s request, although we believe no reasonable judge would ignore a defendant’s request for a jury trial.[19] c. Johnson is distinguishable. Third, Appellant argues that Johnson‘s non-constitutional harm analysis does not apply to his own constitutional claim. The State responds that the Johnson statutory non- constitutional harm analysis is informative of Appellant’s constitutional claim. Specifically, the State argues that the presumption of regularity applied in Johnson should also apply to constitutional no-jury-waiver claims, although it does not explain why. It does, however, cite Hinojosa v. State, 555 S.W.3d at 265-66 (citing Hobbs v. State, 298 S.W.3d 193, 197 (Tex. Crim. App. 2009))[20] for support, but the court of appeals in that case applied the presumption of regularity to the appellant’s Article 1.13(a) claim, not his constitutional claim. Also, as we explain later, even if the presumption applies to a constitutional no-waiver claim, and even it was not rebutted in this case,[21] the record evidence is nonetheless insufficient to meet the State’s burden to show an intelligent and knowing waiver. d. We defer to findings fact supported by the record unless there is contrary conclusive evidence and disregard unsupported findings. Before we turn to the constitutional no-waiver analysis, Appellant argues that we should give less deference to the trial court’s findings of fact because two of the findings are not supported by the record. We disagree. A trial court’s findings are afforded almost total deference if they are supported by the record, especially when the findings are based on credibility. Guzman v. State, 955 S.W.2d 85 (Tex. Crim. App. 1997). Findings unsupported by the record are discarded. See Tucker v. State, 369 S.W.3d 179, 187 (Tex. Crim. App. 2012) (disregarding a finding of fact not supported by the record but deferring to other findings supported by the record in a motion to suppress). We are aware of no authority holding that a different, less deferential standard should be applied when one or more of a trial court’s findings—even credibility findings—are not supported by the record, and Appellant directs us to none. The key to whether a reviewing court defers to a finding of fact is simply whether the finding is reasonably supported by the record. Here, that means that we disregard the two credibility findings about Appellant’s testimony but continue to defer to the other findings that are supported by the record. e. The record in the light most favorable to the trial court’s findings shows that Appellant did not knowingly or intelligently waive his right to a jury trial. The Sixth Amendment provides that “[i]n all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury.” U.S. CONST. amend. VI; see Duncan v. Louisiana, 391 U.S. 145, 149 (1968) (applying the Sixth Amendment jury trial guarantee to the states). A defendant has a limited right to waive his constitutional right to a jury trial in favor of a bench trial or pleading guilty. Adams v. United States ex rel. McCann, 317 U.S. 269, 275 (1942); Hobbs, 298 S.W.3d at 197; see U.S. CONST. amend. VI; TEX. CONST. art. I, § 15; TEX. CODE CRIM. PROC. art. 1.12. The right is limited because the State must consent to the waiver, and the trial court must accept it.[22] TEX. CODE CRIM. PROC. art. 1.13(a); see Singer v. United States, 380 U.S. 24, 36 (1965) (holding that it does not offend due process to conduct a jury trial in a criminal case against a defendant’s wishes). Waiver of a constitutional right requires an “intentional relinquishment or abandonment of the right. See Johnson v. Zerbst, 304 U.S. 458, 464 (1938). A waiver will not be inferred from a silent record. Id. “‘[C]ourts indulge every reasonable presumption against waiver’ of fundamental constitutional rights.” Id. (footnote omitted); see Boykin v. Alabama, 395 U.S. 238, 243 (1969). “Waivers of constitutional rights not only must be voluntary but must be knowing, intelligent acts done with sufficient awareness of the relevant circumstances and likely consequences.” Brady v. United States, 397 U.S. 742, 748 (1970) (footnote omitted); see Godinez v. Moran, 509 U.S. 389, 400-01 (1993) (“The purpose of the ‘knowing and voluntary’ inquiry . . . is to determine whether the defendant actually . . . understand[s] the significance and consequences of a particular decision.”). Whether “there is an intelligent, competent, self-protecting waiver of jury trial by an accused must depend upon the unique circumstances of each case.” Adams, 317 U.S. at 278. Courts have considered a number of factors as applicable to the facts of the case when determining whether a jury trial waiver was knowing and intelligent. For example, they have considered whether the defendant knew about his right to a jury and the nature of the right,[23] whether the defendant executed a written jury waiver,[24] whether the trial court admonished the defendant about his right to a jury,[25] the defendant’s education and background and legal sophistication,[26] the level of the defendant’s involvement in his defense,[27] his ability to understand courtroom discussion regarding waiver of a jury,[28] the words and actions of the defendant,[29] discussions with trial counsel about the right to a jury and representations of trial counsel,[30] what language the defendant understands and the presence of an interpreter if not English,[31] the lack of an objection before or shortly waived); Bhag Singh, 2011 UT App 396, 14, 267 P.3d 281 (holding that under circumstances after the bench trial began,[32] and whether there is a docket entry indicating that the defendant expressly waived his right to a jury on the record and that waiver was voluntary, knowing, and intelligent.[33] Hobbs, 298 S.W.3d at 197 (“As a matter of federal constitutional law, the State must establish, on the record, a defendant’s express, knowing, and intelligent waiver of jury trial.”). Appellant is a Mexican national and native Spanish speaker whose ability to read and write English is limited. No jury waiver was executed in this case and the right to a jury trial was never discussed in open court. While pass slips were admitted at the abatement hearing, the testimony about them was inconsistent, and the trial court did not make findings about when the pass slips were filled out, by whom, or whether Appellant understood the significance of the pass slips marked “Trial by the Court” since he did not read or understand English well. In the light most favorable to the trial court’s ruling, the record at most shows that trial counsel had his client’s sign blank pass slips, which trial where a non-English speaking defendant “had an interpreter while he consulted with his attorney about waiving his right to a jury trial and his attorney requested the bench trial in [the defendant's] presence,” the trial court did not plainly err in failing to conduct a colloquy). counsel took to the prosecutor as proof of his client’s presence in court and to get obtain a continuance, before returning to give his clients the pink carbon copy of the pass slip. The prosecutor testified that she thought that the pass slips were already filled out when trial counsel gave them to her, but the record is not clear. Appellant concedes that he knew that he had the right to be tried by a jury, and while that can be a relevant consideration, we do not know on this record the extent of Appellant’s knowledge about that right (e.g., that he had an absolute right to a jury trial, that he would receive a jury trial unless he waived the right, that the trial judge told trial counsel that he did not want to try a sexual assault case, etc.). A defendant need not understand every nuance of the right to a jury before waiving that right (and we decline to adopt any definitive statement), but a waiver cannot be knowing and intelligent unless the record shows that the defendant at least had sufficient awareness of the relevant circumstances and likely consequences of waiving his right to a jury. Brady, 397 U.S. at 748 (footnote omitted); see Godinez, 509 U.S. at 400-01 (“The purpose of the ‘knowing and voluntary’ inquiry . . . is to determine whether the defendant actually . . . understand[s] the significance and consequences of a particular decision.”); Garza v. State, 100 S.W.3d 347, 348 (Tex. App.—San Antonio 2002, no pet.) (trial counsel “advised [the appellant] of his right to a jury trial, explained to [the appellant] his ability to waive that right, and discussed the potential advantages and disadvantages of such a waiver”). Here, the record shows that trial counsel vaguely testified that he advised Appellant “of his right to a jury trial” and later said, “[w]e had our option. We decided to go with none (sic) jury trial,” but it does not show, because no one asked, what27 advice trial counsel gave to Appellant about his right to a jury. Also important in this case is that trial counsel testified that the judge said that he did not want to try the case. Trial counsel did not say (again he was not asked) whether he told Appellant that the judge did not want to try his case, but it appears not. According to trial counsel, after making the comment, the judge immediately called the parties back and said that he changed his mind and would try the case; the judge then commenced the trial. While there might have been insufficient time for trial counsel to confer with Appellant about the judge’s comment, the comment was a relevant circumstance about which almost any defendant charged with one of the most serious sexual assault related crimes would have wanted to know. The docket sheet indicates that Appellant was arraigned, but the reporter’s record shows that the arraignment did not include an admonishment about the right to a jury. Rather, the trial court simply accepted Appellant’s not guilty plea.[34] Under Patton, the Supreme Court of the United States has said that a trial court should not discharge its duty of accepting a defendant’s jury waiver as a “mere matter of rote . . . .” Instead, it should exercise increasing caution based on the severity of the offense and sentence to jealously guard the right to a jury trial. Here, the trial court did not accept an express jury waiver from Appellant, much less as a rote matter, and as we have noted, continuous sexual abuse of a child under 14 years of age is one of the most severe offenses in Texas. In cases in which a defendant’s sophistication has been considered, courts consider both the background and education of the defendant as well as his legal acumen. The record shows, as we have noted, that Appellant is a Mexican national and native Spanish speaker who does not read or write English well. There is no evidence about Appellant’s education, and the record does not show that Appellant was a sophisticated person with legal acumen, competently navigating his way through the Texas criminal justice system. It shows the opposite. Appellant could not interact with anyone without a Spanish speaking interpreter, and trial counsel’s testimony shows that he represented Appellant in all aspects of the case from pretrial negotiations to sentencing. We now examine some of the trial court’s other findings. The trial court found that Appellant met with a Dallas County probation officer (Gonzales) and that Appellant did not tell Gonzales that he wanted to enter an open plea, that he wanted a jury trial, or that he did not want a bench trial. These findings are supported by the record but do not inform whether Appellant expressly, knowingly, and intelligently waived his right to a jury trial. A defendant need not tell a probation officer that he wants a jury trial. A jury trial is the default mode of trial and must be held unless a defendant waives the right to a jury, the State consents, and the trial accepts the defendant’s waiver. See TEX. CODE CRIM. PROC. art. 1.15 (“No person can be convicted of a felony except upon the verdict of a jury duly rendered and recorded, unless the defendant, upon entering a plea, has in open court in person waived his right of trial by jury in writing in accordance with Articles 1.13 and 1.14.”); see id art. 1.13 (procedure for waiving a jury trial). The trial court found credible the prosecutor’s testimony that the case had always been on the “Trial Before the Court” docket, but the record does not support that finding. The case was on the “Announcement” docket for some time. The prosecutor also testified that trial counsel asked her to put the case on the “Trial Before the Court” docket and that trial counsel never said if that was what his client wanted. If Appellant had told Gonzales or the prosecutor that he did not want a jury trial or that he did or wanted a bench trial, those facts might present a different situation, but that is not what happened here. The trial court further found that trial counsel testified that he would have filed a written jury waiver if he had more time. While that might be true, this finding also does not inform the jury waiver inquiry without more specificity. The record does not reflect why counsel would have had Appellant execute a written jury waiver if he had more time, only that he would have. Maybe trial counsel would have induced Appellant to execute a waiver because trial counsel preferred a bench trial, or maybe they had discussed the issue, and Appellant wanted to waive a jury, but as trial counsel testified, they were too rushed. On this record, we do not know. We finally turn to the judgment recital. At the outset, we note that the recital merely states that, “Defendant waived the right of trial by jury and entered the plea indicated above.” It does not speak to whether the defendant expressly, intelligently, and knowingly waived the right to a jury, which is the inquiry here. It does, however, state that a defendant knowingly and intelligently waives his right to counsel if he pleads guilty. Application of the presumption of regularity to a constitutional no-waiver claim (unlike an Article 1.13(a) claim), seems inappropriate given that it does not inform the knowing and intelligent inquiry and because the burden is on the State on direct appeal to develop a record showing an express, knowing, and intelligent waiver of a defendant’s right to a jury. Hobbs, 298 S.W.3d at 197. Given that the burden of proof is on the State and the sparse record in this case, we are forced to conclude that the evidence is insufficient to show that Appellant expressly, knowingly, and intelligently waived his right to a trial by jury. f. Harm Having concluded that the evidence is insufficient to show that Appellant knowingly and intelligently waived his right to a jury trial, we now turn to the issue of harm and whether a violation of the constitutional right to a jury trial is subject to a harmless-error analysis. The parties and majority agree that a violation of a defendant’s right to a jury trial is structural error defying a harm analysis because the error affected the framework of the trial. Arizona v. Fulminante, 499 U.S. 279, 310 (1991). So do a number of other courts.[35] This is a question that neither this Court nor the United States Supreme Court has resolved. This Court does not usually recognize structural errors until the United States Supreme Court identifies them,[36] but we believe resolution of this issue is sufficiently clear that we will deviate from our usual practice and hold that a violation of the federal constitutional right to a jury trial is structural error. In Sullivan v. Louisiana, 508 U.S. 275 (1993), the United States Supreme Court held that the submission of an unconstitutional definition of “reasonable doubt” was structural error because it deprived the defendant his right to a jury trial and a verdict of guilt beyond a reasonable doubt. Id. at 278 (right to jury trial was denied), 281 (denial of the right to a jury verdict beyond a reasonable doubt is structural error). In analyzing the issue, the Supreme Court said that “[t]he inquiry . . . is not whether, in a trial that occurred without the error, a guilty verdict would surely have been rendered, but whether the guilty verdict actually rendered in this trial was surely unattributable to the error.” Id. at 279 (emphasis in original). We conclude that the Supreme Court’s reasoning in Sullivan controls the issue here even though Sullivan and this case deal with different types of violations of the right to a jury. In fact, we believe that the facts of this case are even more compelling than those in Sullivan. A court could conceivably attempt to determine whether the Sullivan jury would have convicted the petitioner despite the incorrect “beyond a reasonable doubt” instruction (although the Supreme Court has rejected this analysis), but Appellant was completely denied his constitutional right to a jury and attempting to determine harm would require hypothesizing what verdict a fictional jury would have rendered based on evidence it never heard. CONCLUSION Having concluded that the record does not expressly show that Appellant knowingly and intelligent waived his right to a jury, and because the error is structural, we reverse the judgment of the court of appeals and remand this cause for a new trial. Delivered: December 7, 2022 Publish

 
Reprints & Licensing
Mentioned in a Law.com story?

License our industry-leading legal content to extend your thought leadership and build your brand.

More From ALM

With this subscription you will receive unlimited access to high quality, online, on-demand premium content from well-respected faculty in the legal industry. This is perfect for attorneys licensed in multiple jurisdictions or for attorneys that have fulfilled their CLE requirement but need to access resourceful information for their practice areas.
View Now
Our Team Account subscription service is for legal teams of four or more attorneys. Each attorney is granted unlimited access to high quality, on-demand premium content from well-respected faculty in the legal industry along with administrative access to easily manage CLE for the entire team.
View Now
Gain access to some of the most knowledgeable and experienced attorneys with our 2 bundle options! Our Compliance bundles are curated by CLE Counselors and include current legal topics and challenges within the industry. Our second option allows you to build your bundle and strategically select the content that pertains to your needs. Both options are priced the same.
View Now
September 18, 2024 - September 19, 2024
Dallas, TX

Join General Counsel and Senior Legal Leaders at the Premier Forum Designed For and by General Counsel from Fortune 1000 Companies


Learn More
October 15, 2024
Dallas, TX

The Texas Lawyer honors attorneys and judges who have made a remarkable difference in the legal profession in Texas.


Learn More
April 29, 2024 - May 01, 2024
Aurora, CO

The premier educational and networking event for employee benefits brokers and agents.


Learn More

Truly exceptional Bergen County New Jersey Law Firm is growing and seeks strong plaintiff's personal injury Attorney with 5-7 years plaintif...


Apply Now ›

Shipman is seeking an associate to join our Labor & Employment practice in our Hartford, New Haven, or Stamford office. Candidates shou...


Apply Now ›

McCarter & English, LLP, a well established and growing law firm, is actively seeking a talented and driven associate having 2-5 years o...


Apply Now ›
04/29/2024
The National Law Journal

Professional Announcement


View Announcement ›
04/15/2024
Connecticut Law Tribune

MELICK & PORTER, LLP PROMOTES CONNECTICUT PARTNERS HOLLY ROGERS, STEVEN BANKS, and ALEXANDER AHRENS


View Announcement ›
04/11/2024
New Jersey Law Journal

Professional Announcement


View Announcement ›