Tuesday, Feb. 2
FINRA Enforcement: The District of Columbia Bar’s Corporation and Securities Law Section presents “The ABCs of Financial Industry Regulatory Authority Enforcement Investigation.” The program begins at noon. Speakers: James Day, chief counsel, enforcement department, Financial Industry Regulatory Authority; Stephen Topetzes, K&L Gates. Location: 1101 K St. N.W. Cost: $10, sponsoring section members; $15, D.C. Bar members; $5, government and nonprofit employees and law students. Registration and information: (202) 626-3463 or www.dcbar.org.
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