Build a Customized Vermont CLE Compliance Bundle

Individually select approved CLE courses from our centralized online library no matter where you practice.

The Vermont Bundle contains six (6) CLE hours and allows you to select the courses you take from the Vermont course catalog including two (2) hours in Ethics.

The State Bar of the Supreme Court of Vermont allows attorneys to take twenty-four (24) CLE hours online via self-study (unmoderated) programming including two (2) hours in Ethics, one (1) hour in Diversity and Inclusion, and one (1) hour in Attorney Wellness.

You have one full year from the date of purchase to complete your programs.

$169.00

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Buy the bundle and earn credits for following courses!

Courses

758 Courses

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36 minutes

Q&A Discussion with SEC Crypto and Cybersecurity Enforcement Chief David Hirsch

The SEC is putting a strong emphasis on safeguarding investors, ensuring transparency, and enforcing regulations within the cryptocurrency market. The Chief of the SEC's Crypto Unit discusses the agency’s priorities related to cryptocurrencies, such as registration, disclosure, legal frameworks, and cybersecurity measures.

Securities Docket

0.5 - Self-Study

8 Credit States

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43 minutes

Managing SEC Matters with Parallel or Joint DOJ Criminal Proceedings

Navigating SEC-related criminal investigations requires very careful consideration. With the increasing frequency of parallel DOJ investigations, panelists discuss how clients should respond to such investigations. Experts discuss latest trends in joint investigations.

Securities Docket

0.5 - Self-Study

8 Credit States

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44 minutes

Issuer Disclosure and Financial Reporting

Cooperation, robust internal controls, and a culture of compliance are key to preventing accounting fraud, as discussed by expert panelists from the SEC and the private sector. Effective communication and cooperation are vital in navigating investigations, empowering gatekeepers, and setting an example for other firms.

Securities Docket

0.75 - Self-Study

8 Credit States

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41 minutes

Insider Trading Enforcement - Key SEC Cases and Prosecutions

A panel of securities law experts, including SEC officials, discusses the latest trends and in insider trading enforcement actions. Discussion of new technological advances, 10b5-1 trading plans, and recent cases. Panelists offer proactive measures and client takeaways.

Securities Docket

0.5 - Self-Study

8 Credit States

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46 minutes

Best Practices for Handling a Major Internal Investigation or Corporate Crisis

An expert panel including counsel from the SEC discusses how managing a corporate crisis or major internal investigation requires a delicate balance of assessing the impact on disclosure and regulators and engaging with various stakeholders. Auditors play a crucial role in assessing evidence, collaborating with boards/counsel, and navigating independence issues.

Securities Docket

0.75 - Self-Study

8 Credit States

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40 minutes

Whistleblowers – Their Impact on Corporations and SEC Enforcement

Join us as experts discuss the SEC’s Whistleblower Program and recent whistleblower awards. Panelists give recommendations on handling whistleblower complaints and rules against retaliation. Discussion of UBS, Activision, and Brinks cases.

Securities Docket

0.5 - Self-Study

8 Credit States

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45 minutes

Digital Assets and Cryptocurrency - SEC Regulation and Enforcement

Expert crypto lawyers and senior SEC officials discuss how the regulation and enforcement of cryptocurrency are currently under scrutiny, with a focus on SEC investigations and enforcement actions. The SEC's Crypto Assets and Cyber Unit has seen significant growth, focusing on cases involving fraud, registration issues, and market manipulation within the crypto space.

Securities Docket

0.75 - Self-Study

8 Credit States

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45 minutes

Whistleblowers and SEC Enforcement - The Impact on Corporations

Whistleblower activity is on the rise, prompting increased scrutiny and enforcement by the SEC, further encouraging individuals to report, leading to record-breaking awards. Experts discuss how companies should take whistleblower concerns seriously, cooperate with the SEC, and avoid retaliation.

Securities Docket

0.75 - Self-Study

8 Credit States

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