Build a Customized New York CLE Compliance Bundle

Individually select approved CLE courses from our centralized online library no matter where you practice.

The New York Build Your Bundle includes twenty-four (24) CLE credit hours and allows you to select the courses you wish to take to fulfill your required CLE including four (4) required hours in Ethics, one (1) hour in Diversity, Inclusion & Elimination of Bias and one (1) hour in Cybersecurity, Privacy & Data Protection-General or Ethics.

The New York CLE Board allows attorneys to take all twenty-four (24) required CLE hours online, including the four (4) required hours in Ethics, one (1) hour in Diversity, Inclusion & Elimination of Bias and one (1) hour in Cybersecurity, Privacy & Data Protection-General or Ethics.

After purchase, you can add programs to your bundle to begin receiving credit. You have one year from the date of purchase to complete your programs.

We are an accredited provider of CLE by the New York CLE Board.

$269.00

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Buy the bundle and earn credits for following courses!

Courses

619 Courses

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43 minutes

The Impact of AI on Securities Enforcement, Regulation, Compliance and Practice

AI is greatly impacting securities enforcement, regulation, compliance, and practice, requiring companies and regulators to address associated risks and challenges. This panel discusses the increasing risks and regulations around AI in finance. Experts discuss best practices.

Securities Docket

0.5 - Cybersecurity, Privacy and Data Protection-General

8 Credit States

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45 minutes

Managing SEC-Related Criminal Investigations and Prosecutions

This panel discusses the best ways to manage SEC-related criminal investigations and parallel investigations including the DOJ. Challenges include distinguishing between civil and criminal cases, advising clients on criminal involvement, and deciding whether to testify amid investigations.

Securities Docket

0.5 - Area of Professional Practice

8 Credit States

More Details

45 minutes

Masterclass - Managing a True Corporate Crisis or Major Internal Investigation

Organizations facing corporate crises and must prioritize strong compliance and crisis management plans. This expert panel discuss how to address risks that arise in the event of a crisis, including assessing the severity, establishing clear reporting lines, and controlling communication.

Securities Docket

0.5 - Area of Professional Practice

8 Credit States

More Details

46 minutes

Insider Trading 360 - Enforcement Trends, Sweeps, Key Cases and Prosecutions

This expert panel discusses recent trends in SEC and DOJ insider trading cases. Experts discuss the new 10b5-1 plan amendments. The importance of information security and training to prevent insider trading is highlighted, along with challenges in securing evidence for prosecution.

Securities Docket

0.5 - Area of Professional Practice

8 Credit States

More Details

45 minutes

Financial Firms in the SEC's Crosshairs - Key Developments

Financial firms such as asset managers, broker-dealers, private funds, and others face scrutiny and fines from the SEC for compliance failures. Expert panelists discuss how financial firms are facing increased scrutiny and large fines from the SEC for compliance failures, particularly concerning communication records and marketing rules.

Securities Docket

0.5 - Area of Professional Practice

8 Credit States

More Details

45 minutes

Financial Disclosure and Accounting Fraud

Companies are urged to prioritize timely and comprehensive financial disclosure, cooperation, and rebuilding accounts in cases of accounting fraud to avoid enforcement actions and negative market effects, as discussed by SEC and private sector panelists.

Securities Docket

0.5 - Area of Professional Practice

7 Credit States

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45 minutes

Cybersecurity, Climate and More - The SEC's Active Rulemaking Agenda and its Impact on Issuers and Regulated Entities

In this course, securities law experts and SEC officials discuss the SEC's new rules to enhance cybersecurity disclosure, enforcement, and governance, requiring companies to report cyber incidents within four days and provide annual reports on governance and risk management.

Securities Docket

0.5 - Cybersecurity, Privacy and Data Protection-General

8 Credit States

More Details

43 minutes

The SEC's Scrutiny of Asset Managers - Key Developments for Broker-Dealers, Private Funds and Hedge Funds

Financial firms are under heightened scrutiny from the SEC, facing investigations and potential penalties for violations related to off-channel communication, recordkeeping and other matters. Expert panelists discuss proactive measures for asset managers and others in cooperating with the SEC to reduce penalties.

Securities Docket

0.5 - Area of Professional Practice

8 Credit States

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