Fidelity Investments disciplined 16 employees Thursday for violating the mutual fund giant's conflict-of-interest policies covering gifts from brokers to traders. Fidelity said it discovered violations in an internal review amid an ongoing industrywide probe disclosed by the SEC and the National Association of Securities Dealers. That probe involves gifts ranging from expensive bottles of wine to trips on private jets to sporting events, including the Super Bowl.
December 20, 2004 at 12:00 AM
1 minute read
The original version of this story was published on Law.Com
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Berchem Moses PC, a prominent Connecticut law firm with offices in Milford and Westport, is actively recruiting candidates for the following...
Berchem Moses PC, a prominent Connecticut law firm with offices in Milford and Westport, is actively recruiting candidates for the following...
Berchem Moses PC, a prominent Connecticut law firm with offices in Milford and Westport, is actively recruiting candidates for the following...
