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In a controversial lawsuit that some see as an incursion on First Amendment protections and a broad step over regulatory boundaries, the SEC claims Baltimore publishing company Agora Inc. committed securities fraud. This is one of the first securities cases over comments about a company the defendant didn't receive compensation from or in which it had no stock ownership. Agora's lawyers say the charges fall outside the commission's reach.
November 18, 2003 at 12:00 AM
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The original version of this story was published on Law.Com
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