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A Merrill Lynch broker's assistant pleaded guilty Wednesday to a misdemeanor charge of trying to frustrate the insider trading investigation of Martha Stewart. Douglas Faneuil said he and his supervisor "owed fiduciary and other duties" to Merrill that were violated when an unnamed "tippee," Stewart, was told in December that ImClone Chairman Samuel Waksal was attempting to sell millions of dollars in company shares.
October 03, 2002 at 12:00 AM
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The original version of this story was published on Law.Com
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