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The Second District Court of Appeal has dealt a major blow to California's tough new ethical rules for securities arbitrators, deciding that federal law pre-empts the state Legislature's ability to set such standards. Although the unanimous panel of Second District justices ruled that the Judicial Council did nothing wrong in implementing the Legislature's new rules, it said the guidelines are in conflict with the federal Securities Exchange Act of 1934.
November 20, 2003 at 12:00 AM
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The original version of this story was published on Law.Com
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Law firms & in-house legal departments with a presence in the middle east celebrate outstanding achievement within the profession.
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