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New Developments in the SEC’s Executive Compensation Rules


Level: Advanced
Runtime: 56 minutes
Recorded Date: May 10, 2023
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Agenda

Key topics include:

• The SEC’s Executive Compensation Regulations: An Overview
• Understanding the New SEC Guidelines
        - Clawback
        - Executive trading under 10b5-1 plans
        - Pay versus performance and other disclosure requirements
• Trends in SEC enforcement related to executive compensation issues
• Economic issues and analysis that may rise in executive compensation-related litigation

For NY - Difficulty Level: Experienced attorneys only (non-transitional)

Description

Under Chair Gensler’s administration, the Securities and Exchange Commission (SEC) has recently adopted amendments to three executive compensation rules related to the recovery of erroneously awarded compensation (so-called “clawback”), executive trading under Rule 10b5-1 plans, and pay versus performance. Among other requirements, these rules create new disclosure requirements for public companies. Staying updated with the SEC’s executive compensation rules and other developments is crucial for compliance, transparency, and shareholder engagement.

Listen as experienced economic consultants Simona Mola and Kyla Wethli from Cornerstone Research provide a comprehensive discussion of the latest regulations and enforcement trends concerning executive compensation.


Provided By

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Panelists

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Kyla Wethli

Senior Manager
Cornerstone Research

Kyla Wethli consults on a range of economic, financial, and statistical issues, with a focus on securities litigation, executive compensation, and structured finance. Ms. Wethli also has experience with bankruptcy, breach of contract, defamation, and general damages matters. Her expertise spans multiple industries, including consumer goods, financial institutions, high tech, materials and commodities, and pharmaceuticals. Ms. Wethli supports attorneys and experts in all phases of litigation, including discovery, class certification, motion practice, and merits, as well as at trial.

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Simona Mola

Prinicpal
Cornerstone Research

Simona Mola has two decades of experience in consulting, government, and academia. At Cornerstone Research, Dr. Mola conducts financial and economic analyses in complex commercial litigation and regulatory proceedings. Prior to joining the private sector, Dr. Mola was assistant professor at Arizona State University and also served as assistant director and senior policy advisor at the U.S. Securities and Exchange Commission. At the SEC, she led and developed numerous economic analyses for high-profile rulemakings and policy projects related to corporate finance, disclosure requirements, capital formation, corporate governance, and executive compensation. Dr. Mola has expertise with economic issues involving cryptocurrency, blockchain use cases, and token economies. She regularly publishes in the space and has presented in numerous conferences.


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