UBS investment banking general counsel David Aufhauser has resigned from his post following allegations of involvement in the bank's alleged sale of auction-rate securities (ARS) based on inside market knowledge. The Swiss bank is currently being investigated by New York attorney general Andrew Cuomo as part of a wider probe into securities on Wall Street.
August 05, 2008 at 11:02 AM
1 minute read
The original version of this story was published on Legalweek
UBS investment banking general counsel David Aufhauser has resigned from his post following allegations of involvement in the bank’s alleged sale of auction-rate securities (ARS) based on inside market knowledge.
The Swiss bank is currently being investigated by New York attorney general Andrew Cuomo as part of a wider probe into securities on Wall Street.
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