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By Maydeen Merino | February 13, 2024
"This is a new tool for bad actors to do bad things to the American public," Gary Gensler said.
3 minute read
By Maydeen Merino | February 9, 2024
"Digital tools are making it easier than ever to target hard-working Americans," said Samuel Levine, director of the Federal Trade Commission's Bureau of Consumer Protection.
2 minute read
By Abigail Adcox | February 9, 2024
The SEC, in charging the broker dealers and investment advisers, referred to "widespread and longstanding failures by the firms and their employees to maintain and preserve electronic communications."
2 minute read
By Maydeen Merino | February 8, 2024
EarthJustice calls the move "lifesaving" while the American Petroleum Institute decries a "short-sighted policy."
3 minute read
By Cheryl Miller | February 8, 2024
State cannabis regulator Nicole Elliottt said some cities' and counties' resistance to allowing retail sales "is a huge issue that needs to be overcome."
7 minute read
By Abigail Adcox | February 8, 2024
"D.C. was our best-performing region," said Owen Burman, of Wells Fargo Legal Specialty Group. "The regulatory side was on fire for so many firms."
3 minute read
By Maydeen Merino | February 7, 2024
"By waging a war on technology, the SEC would hurt the very investors that it claims to be protecting—Americans saving for retirement," said Sen. Ted Cruz.
3 minute read
By Maria Dinzeo | February 7, 2024
Startups will need to avoid stumbles because "you want to be putting yourself out there as a good, sophisticated and responsible founder," Fenwick & West partner Jonathan Sagot said.
7 minute read
By Brian Lee | February 7, 2024
A law firm monitoring the regulation said the proposed rules are "comprehensive," even though "scaled back" from a previous version.
3 minute read
By Maydeen Merino | February 6, 2024
"When dealers register, they become subject to a variety of important laws and rules that help protect the public, promote market integrity and facilitate capital formation," SEC Chair Gary Gensler said.
3 minute read
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