By Lisa H. Bebchick, Shannon Capone Kirk, and Anne Conroy | February 24, 2021
A review of regulatory guidance concerning the retention of communications sent by text such as SMS and messaging apps like WhatsApp and GroupMe. The article also looks at recent enforcement activity involving these types of communications and concludes with some practical steps broker-dealers may consider to enhance compliance.
1 minute read
By Amanda Bronstad | February 9, 2021
One attorney has filed a motion before the U.S. Judicial Panel on Multidistrict Litigation to coordinate 42 class actions into multidistrict litigation in the Northern District of California. Robinhood is one of 35 defendants and their subsidiaries facing lawsuits over the Jan. 28 trading halt, according to court papers.
1 minute read
By Amanda Bronstad | February 9, 2021
One attorney has filed a motion before the U.S. Judicial Panel on Multidistrict Litigation to coordinate 42 class actions into multidistrict litigation in the Northern District of California. Robinhood is one of 35 defendants and their subsidiaries facing lawsuits over the Jan. 28 trading halt, according to court papers.
1 minute read
By Michael A. Mora | January 28, 2021
Should the Securities and Exchange Commission move from its position of "actively monitoring" to investigating regulatory concerns, it could justify a move from Robinhood to halt trading.
1 minute read
By Michael A. Mora | December 11, 2020
The six Morgan Stanley financial advisers previously managed about $1.79 billion in client assets for UBS Financial Services.
1 minute read
By Lidia Dinkova | September 10, 2020
A real estate developer is moving its Brickell office to the new One Cocowalk office building, and the second story of the shuttered Gap store is being converted into offices.
1 minute read
By Lidia Dinkova | July 29, 2020
An appellate panel affirms a trial court's dismissal of a sales agent's lawsuit seeking $1.1 million.
1 minute read
By Ross Todd | July 21, 2020
A series of filings in New York state court are are shedding some light on the often hush-hush world of hedge funds and the lengths that Bridgewater Advocates has gone to in attempts to keep former employees from using allegedly proprietary trading strategies to form competing funds.
1 minute read
By Lidia Dinkova | July 6, 2020
Tzadik Management acquires JM Real Estate, which manages a 2.5 million-square-foot portfolio valued at more than $300 million.
1 minute read
By Lidia Dinkova | June 1, 2020
Rodriguez's ex-brother-in-law alleges the former baseball star squeezed him out of profits in their real estate partnership, while Rodriguez counters it's Scurtis who took unauthorized funds from the joint venture.
1 minute read
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Professional Announcement
Frederick D. Miceli has joined the firm as Of Counsel
Professional Announcement
