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By Jennifer Pastarnack | July 6, 2021
As the Federal Reserve exits the corporate bond market, could a debt market revival be on the horizon?
6 minute read
By Justin Henry | April 7, 2021
Dealmakers have learned a lot from being forced to negotiate over video, and some of those lessons will outlast the pandemic.
1 minute read
By Lisa H. Bebchick, Shannon Capone Kirk, and Anne Conroy | February 24, 2021
A review of regulatory guidance concerning the retention of communications sent by text such as SMS and messaging apps like WhatsApp and GroupMe. The article also looks at recent enforcement activity involving these types of communications and concludes with some practical steps broker-dealers may consider to enhance compliance.
1 minute read
By Amanda Bronstad | February 9, 2021
One attorney has filed a motion before the U.S. Judicial Panel on Multidistrict Litigation to coordinate 42 class actions into multidistrict litigation in the Northern District of California. Robinhood is one of 35 defendants and their subsidiaries facing lawsuits over the Jan. 28 trading halt, according to court papers.
1 minute read
By Amanda Bronstad | February 9, 2021
One attorney has filed a motion before the U.S. Judicial Panel on Multidistrict Litigation to coordinate 42 class actions into multidistrict litigation in the Northern District of California. Robinhood is one of 35 defendants and their subsidiaries facing lawsuits over the Jan. 28 trading halt, according to court papers.
1 minute read
By Michael A. Mora | January 28, 2021
Should the Securities and Exchange Commission move from its position of "actively monitoring" to investigating regulatory concerns, it could justify a move from Robinhood to halt trading.
1 minute read
By Michael A. Mora | December 11, 2020
The six Morgan Stanley financial advisers previously managed about $1.79 billion in client assets for UBS Financial Services.
1 minute read
By Lidia Dinkova | September 10, 2020
A real estate developer is moving its Brickell office to the new One Cocowalk office building, and the second story of the shuttered Gap store is being converted into offices.
1 minute read
By Lidia Dinkova | July 29, 2020
An appellate panel affirms a trial court's dismissal of a sales agent's lawsuit seeking $1.1 million.
1 minute read
By Ross Todd | July 21, 2020
A series of filings in New York state court are are shedding some light on the often hush-hush world of hedge funds and the lengths that Bridgewater Advocates has gone to in attempts to keep former employees from using allegedly proprietary trading strategies to form competing funds.
1 minute read
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A large and well-established Tampa company is seeking a contracts administrator to support the company's in-house attorney and manage a wide...
We are seeking an attorney to join our commercial finance practice in either our Stamford, Hartford or New Haven offices. Candidates should ...
We are seeking an attorney to join our corporate and transactional practice. Candidates should have a minimum of 8 years of general corporat...
MELICK & PORTER, LLP PROMOTES CONNECTICUT PARTNERS HOLLY ROGERS, STEVEN BANKS, and ALEXANDER AHRENS