Ex-Stradling Yocca partner has agreed to settle claims he sold his stock in Spectrum Pharmaceuticals after the client told him sales were dropping.
December 22, 2014 at 06:28 PM
1 minute read
SAN FRANCISCO — A Newport Beach attorney has settled charges of insider trading with the U.S. Securities and Exchange Commission, the agency announced Monday.
Shivbir Grewal, a former shareholder at Stradling Yocca Carlson & Rauth, is charged with insider trading based on privileged knowledge he obtained while serving as counsel to a publicly traded pharmaceutical firm.
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