X

Thank you for sharing!

Your article was successfully shared with the contacts you provided.
Hogan Lovells' Ann Kim, left, and Jamie Hennelly, right. Hogan Lovells’ Ann Kim, left, and Jamie Hennelly, right.

Public companies aren’t the only ones on their toes trying to navigate a pandemic-stricken economy. The economic uncertainty created by COVID-19 has regulators like the U.S. Securities and Exchange Commission Division of Enforcement ramping up its efforts to identify and prevent fraud in the wake of COVID-19.

The SEC has been active in communicating with market participants during the pandemic. On March 23, the co-directors of enforcement issued a statement that warned market participants about the importance of maintaining market integrity. The co-directors noted that corporate insiders might more routinely have access to new material nonpublic information in light of rapidly changing market conditions. They urged public companies to be mindful of their insider trading prohibitions and Regulation FD to avoid improper dissemination of material nonpublic information. They also cautioned public companies to be cognizant of their established disclosure controls and procedures.

This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.

To view this content, please continue to their sites.

Not a Lexis Advance® Subscriber?
Subscribe Now

Not a Bloomberg Law Subscriber?
Subscribe Now

Why am I seeing this?

LexisNexis® and Bloomberg Law are third party online distributors of the broad collection of current and archived versions of ALM's legal news publications. LexisNexis® and Bloomberg Law customers are able to access and use ALM's content, including content from the National Law Journal, The American Lawyer, Legaltech News, The New York Law Journal, and Corporate Counsel, as well as other sources of legal information.

For questions call 1-877-256-2472 or contact us at [email protected]

America's Claims Executive Virtual Leadership Forum & Expo 2021Event

ACE Virtual Leadership Forum & Expo is the annual conference for Senior Claims Executives in Insurance organizations.

Get More Information
 
 

ALM Legal Publication Newsletters

Sign Up Today and Never Miss Another Story.

As part of your digital membership, you can sign up for an unlimited number of a wide range of complimentary newsletters. Visit your My Account page to make your selections. Get the timely legal news and critical analysis you cannot afford to miss. Tailored just for you. In your inbox. Every day.

Copyright © 2021 ALM Media Properties, LLC. All Rights Reserved.