After the death of its founder Novato-based Professional Financial Investors Inc. requested an SEC investigation into potential misconduct. In a letter to its more than 1,500 investors June 28, the company’s chief restructuring officer confirmed three decades of serious misconduct.
June 29, 2020 at 06:46 PM
1 minute read
Litigation editor
A Bay Area real estate firm under investigation by the U.S. Securities and Exchange Commission engaged in “serious misconduct” over three decades, according to a recent investor update.
The SEC opened a fact-finding inquiry into Novato-based Professional Financial Investors Inc. after company founder Kenneth J. Casey died last month. In June, the firm asked all of its corporate officers to resign and appointed Michael Hogan of Armanino as chief restructuring officer of PFI.
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