Welcome to Compliance Hot Spots, our briefing on compliance, enforcement and government affairs. The Securities and Exchange Commission wants to revamp its whistleblower program—there’s one proposal that has the program’s first director worried. Plus: What should compliance professionals take away from the Credit Suisse settlement with the SEC? And scroll down to dive into the financial disclosure of Manhattan’s top federal prosecutor.
>> Thanks for reading, and thanks especially for the feedback. Always refreshing to get tips, ideas and just hearing what’s on your plate. I’m at [email protected] and 202-828-0315, or follow me on Twitter @cryanbarber.
