• U.S. v. Strock

    Publication Date: 2021-03-29
    Practice Area: Business Torts | White Collar Crime
    Industry: Construction
    Court: U.S. District Court for the Western District of New York, U.S. - WDNY
    Judge: District Judge Frank Geraci
    Attorneys: For plaintiff:
    for defendant:

    Case Number: 15-CV-0887

    Fraud Claims May Proceed Against Contracting Firm Under Respondeat Superior Theory

  • Fund Liquidation Holdings LLC v. Bank of America Corp.

    Publication Date: 2021-03-25
    Practice Area: Civil Procedure | White Collar Crime
    Industry: Financial Services and Banking
    Court: U.S. Court of Appeals for the Second Circuit
    Judge: Circuit Judge Richard Sullivan
    Attorneys: For plaintiff: For Plaintiffs-Appellants Fund Liquidation Holdings LLC and Sonterra Capital Master Fund, Ltd.: Vincent Briganti, Margaret MacLean, Lowey Dannenberg, P.C., White Plains, NY, on the brief, Eric F. Citron, Goldstein & Russell, P.C., Bethesda, MD. For Defendants-Appellees Credit Suisse Group AG, Credit Suisse AG, and Credit Suisse International: Herbert S. Washer, Elai Katz, Jason M. Hall, Lauren Perlgut, Adam S. Mintz, on the brief, Joel Kurtzberg, Cahill Gordon & Reindel LLP, New York, NY. For Defendants-Appellees Bank of America Corporation and Bank of America, N.A.: Arthur J. Burke, Paul S. Mishkin, Adam G. Mehes, Davis Polk & Wardwell LLP, New York, NY. For Defendants-Appellees Australia and New Zealand Banking Group Limited and ANZ Securities, Inc.: Penny Shane, Corey Omer, Sullivan & Cromwell LLP, New York, NY. For Defendant-Appellee The Bank of Tokyo-Mitsubishi UFJ, Ltd., n/k/a MUFG Bank, Ltd.: Christopher M. Viapiano, Elizabeth A. Cassady, Sullivan & Cromwell LLP, Washington, DC. For Defendants-Appellees Barclays PLC, Barclays Bank PLC, and Barclays Capital Inc.: Jonathan D. Schiller, Christopher Emmanuel Duffy, Leigh M. Nathanson, Boies Schiller Flexner LLP, New York, NY.
    for defendant: For Defendants-Appellees BNP Paribas, S.A., BNP Paribas North America, Inc., BNP Paribas Securities Corp., and BNP Paribas Prime Brokerage, Inc.: Jayant W. Tambe, Stephen J. Obie, Kelly A. Carrero, Jones Day, New York, NY. For Defendant-Appellee Commerzbank AG: David R. Gelfand, Mark D. Villaverde, Milbank LLP, New York, NY. For Defendants-Appellees Crédit Agricole Corporate and Investment Bank and Crédit Agricole S.A.: Andrew Hammon, Kimberly Anne Havlin, White & Case LLP, New York, NY; Darryl S. Lew, White & Case LLP, Washington, DC. For Defendants-Appellees DBS Bank Ltd., DBS Group Holdings Ltd., and DBS Vickers Securities (USA) Inc.: Erica S. Weisgerber, Debevoise & Plimpton LLP, New York, NY. For Defendant-Appellee Deutsche Bank AG: Aidan Synnott, Hallie S. Goldblatt, Paul, Weiss, Rifkind, Wharton & Garrison LLP, New York, NY. For Defendants-Appellees Macquarie Bank Ltd. and Macquarie Group Ltd.: Christopher M. Paparella, Steptoe & Johnson LLP, New York, NY. For Defendant-Appellee Oversea-Chinese Banking Corporation Limited: C. Fairley Spillman, Pratik A. Shah, Akin Gump Strauss Hauer & Feld LLP, Washington, DC. For Defendants-Appellees The Royal Bank of Scotland plc, The Royal Bank of Scotland Group plc, and RBS Securities Japan Limited: David S. Lesser, Jamie S. Dycus, Wilmer Cutler Pickering Hale and Dorr LLP, New York, NY. For Defendants-Appellees Standard Chartered Bank and Standard Chartered plc: Marc J. Gottridge, Lisa J. Fried, Benjamin A. Fleming, Hogan Lovells US LLP, New York, NY. For Defendants-Appellees United Overseas Bank Limited and UOB Global Capital, LLC: Dale C. Christensen, Jr., Noah Czarny, Seward & Kissel LLP, New York, NY. For Defendants-Appellees The Hongkong and Shanghai Banking Corporation Limited, HSBC Bank USA, N.A., HSBC Holdings plc, HSBC North America Holdings Inc., and HSBC USA Inc.: Nowell D. Bamberger, Cleary Gottlieb Steen & Hamilton LLP, Washington, DC; Charity E. Lee, Cleary Gottlieb Steen & Hamilton LLP, New York, NY. For Defendants-Appellees UBS AG and UBS Securities Japan Co., Ltd.: Mark A. Kirsch, Eric J. Stock, Jefferson E. Bell, Gibson, Dunn & Crutcher LLP, New York, NY. For Defendants-Appellees ING Groep N.V., ING Bank N.V., and ING Capital Markets LLC.: Amanda F. Davidoff, Sullivan & Cromwell LLP, Washington, DC.

    Case Number: 19-2719-cv

    Real Party in Interest Had Article III Standing at All Times, Could Enter Entities' Shoes

  • Sec. & Exch. Comm'n v. Sugarman

    Publication Date: 2020-10-06
    Practice Area: Securities Litigation | White Collar Crime
    Industry:
    Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
    Judge: District Judge William Pauley
    Attorneys: For plaintiff:
    for defendant:

    Case Number: 19 CV 5998

    Complaint Put Fraud's Perpetrator on Notice of Role, Involvement for Primary Violation

  • Heinert v. Bank of America N.A.

    Publication Date: 2019-10-24
    Practice Area: Civil Procedure | White Collar Crime
    Industry: Financial Services and Banking
    Court: U.S. District Court for the Western District of New York, U.S. - WDNY
    Judge: District Judge David Larimer
    Attorneys: For plaintiff:
    for defendant:

    Case Number: 19-CV-6081

    Banks' Dismissal From Claims of Aiding, Abetting Fraud, Fiduciary Duty Breach Explained

  • Aghaeepour v. Northern Leasing Sys. Inc.

    Publication Date: 2019-05-14
    Practice Area: Creditors' and Debtors' Rights | White Collar Crime
    Industry:
    Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
    Judge: District Judge Nelson Román
    Attorneys: For plaintiff:
    for defendant:

    Case Number: 14 cv 5449

    GBL §380-b(b) Claims Partly Dismissed in Suit Over Fraudulent Small Claims Actions

  • Corporate Counsel | News

    Champagne Anyone? Celebrating an End to 'Piling On' White Collar Enforcement

    May 11, 2018

    A recent announcement from the Justice Department may prompt some in-house counsel to raise their glasses.

  • New York Law Journal

    Cybersecurity and the Incoming Trump Administration

    January 4, 2017

    The final week of 2016 overflowed with news about cybersecurity: The Obama administration announced sanctions, expulsions, and other actions against Russian intelligence services and operativ

  • Securities Investor Protection Corporation v. Madoff, 08-01789

    Publication Date: 2016-11-25
    Practice Area: Bankruptcy | Civil Procedure | White Collar Crime
    Industry:
    Court: Bankruptcy Court, Southern District
    Judge: Bankruptcy Judge Stuart Bernstein
    Attorneys: For plaintiff: Attorneys for Plaintiff, Irving H. Picard, Trustee for the Liquidation of Bernard L. Madoff Investment Securities LLC: David J. Sheehan, Esq., Regina Griffin, Esq., Thomas L. Long, Esq., Seanna R. Brown, Esq., Amanda E. Fein, Esq., Catherine E. Woltering, Esq., of Counsel, Baker & Hostetler LLP, New York, NY.
    for defendant: Liaison Counsel for All Subsequent Transferee Defendants1: Robinson B. Lacy, Esq., of Counsel, Sullivan & Cromwell LLP, New York, NY. Franklin B. Velie, Esq., Jonathan G. Kortmansky, Esq., Mitchell C. Stein, Esq., of Counsel, Sullivan & Worchester LLP, New York, NY. Attorneys for Bureau of Labor Insurance: Michael B. Himmel, Esq., Amiad M. Kushner, Esq., Lauren M. Garcia, Esq., of Counsel, Lowenstein Sandler LLP, New York, NY.

    Case Number: 08-01789 (SMB)

    Cite as: SIPC v. Madoff, 08-01789, NYLJ 1202773121758, at *1 (SDNY, Decided November 21, 2016) CASE NAME Securities Investor Protection Corporation, Plaintiff

  • New York Law Journal

    JPMorgan Chase Settles Foreign Bribery Claims for $264M

    November 17, 2016

    A subsidiary of JPMorgan Chase & Co. ran a nepotism program on a grand scale in China, Justice Department officials said Thursday, as the bank agreed to pay $264.4 million to settle alle

  • New York Law Journal

    JPMorgan Chase Settles Foreign Bribery Claims for $264M

    November 17, 2016

    A subsidiary of JPMorgan Chase & Co. ran a nepotism program on a grand scale in China, Justice Department officials said Thurs