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Sparrow Fund Mgmt. LP v. MiMedx Group Inc.

Publication Date: 2021-05-28
Practice Area: Social Media
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York
Judge: Magistrate Judge Katharine Parker
Attorneys: For plaintiff:
for defendant:
Case Number: 18-cv-4921

Court Partly Grants Motion to Compel in Defamation and Malicious Prosecution Case
CW Capital Cobalt VR Ltd. v. CW Capital Invs. LLC

Publication Date: 2021-05-03
Practice Area: Contractual Disputes | Trusts and Estates
Industry: Investments and Investment Advisory
Court: Appellate Division, First Department
Judge: Justice Angela Mazzarelli
Attorneys: For plaintiff: For Appellant: Jonathan E. Pickhardt, William B. Adams, Rex Lee and Blair Adams of counsel, Quinn Emanuel Urquhart & Sullivan, LLP, New York, Mark C. Zauderer and Grant A. Shehigian of counsel, and Ganfer Shore Leeds & Zauderer LLP, New York.
for defendant: For Respondents: Gregory A. Cross, Colleen Mallon Casse and Konstantina A. Calabro of counsel, Venable LLP, New York.
Case Number: 6553277/18

Continuing Wrong Doctrine Leads to Reversal of Contract Breach Claims' Dismissal
Tecku v. Yieldstreet Inc.

Publication Date: 2021-04-30
Practice Area: Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S - SDNY
Judge: District Judge Victor Marrero
Attorneys: For plaintiff:
for defendant:
Case Number: 20 Civ. 7327

It Is at Least Plausible That Financial Advisor Owed Fiduciary Duty to Investors
Cottam v. Global Emerging Capital Grp. Inc.

Publication Date: 2021-04-08
Practice Area: Contractual Disputes | Damages | Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S - SDNY
Judge: District Judge Lorna Schofield
Attorneys: For plaintiff:
for defendant:
Case Number: 16 Civ. 4584

Despite Showing Subscription Agreement's Breach Plaintiff Awarded Only $1 Nominal Damages
Cooper v. Ruane Cunniff & Goldfarb Inc.

Publication Date: 2021-03-11
Practice Area: Dispute Resolution
Industry: Investments and Investment Advisory
Court: U.S. Court of Appeals for the Second Circuit
Judge: Circuit Judge Susan Carney
Attorneys: For plaintiff: For Plaintiff-Appellant: James E. Miller, Laurie Rubinow, Shepherd, Finkelman, Miller & Shah, LLP, Chester, CT, on the brief, Monique Olivier, Olivier Schreiber & Chao LLP, San Francisco, CA.
for defendant: For Defendant-Appellee: Frank W. Olander, Minji Reem, on the brief, Robert J. Ward, Schulte Roth & Zabel LLP, New York, NY.
Case Number: 17-2805

ERISA Fiduciary Duty Breach Claim Is Not Related to Employment, Need Not Be Arbitrated
Egan v. Trower

Publication Date: 2021-02-09
Practice Area: Dispute Resolution | Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S - SDNY
Judge: District Judge Naomi Reice Buchwald
Attorneys: For plaintiff:
for defendant:
Case Number: 20 Civ. 6165

Court Confirms Award, Requires Expungement of Firm Director's CRD Record Under FINRA Rule
Noto v. 22nd Century Grp. Inc.

Publication Date: 2021-01-25
Practice Area: Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Western District of New York, U.S. - WDNY
Judge: District Judge John Sinatra
Attorneys: For plaintiff:
for defendant:
Case Number: 19-CV-1285

Misrepresentation, Manipulation, Control Person Liability Not Alleged in Securities Action
Deutsche Bank National Trust Company, &c., Respondent, v. Morgan Stanley Mortgage Capital Holdings LLC, &c., et al., Appellants.

Publication Date: 2020-12-23
Practice Area: Contractual Disputes | Real Estate | Securities Litigation
Industry: Investments and Investment Advisory
Court: Court of Appeals, New York State
Judge: Associate Judge Eugene M. Fahey
Attorneys: For plaintiff: Brian S. Weinstein, for appellants.
for defendant: Steven F. Molo, for respondent.
Case Number: No. 84

Matter of Part 60 Put-Back Litigation
Sec. & Exch. Comm'n v. Morgan

Publication Date: 2020-11-17
Practice Area: Securities Litigation | White Collar Crime
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: U.S. District Court for the Western District of New York, U.S. - WDNY
Judge: District Judge Elizabeth Wolford
Attorneys: For plaintiff:
for defendant:
Case Number: 1:19-CV-00661

Receiver's Settlement, Plans to Disburse Funds in Securities Action Approved by Court
Cashmore v. Fin. Indus. Regulatory Auth.

Publication Date: 2020-11-16
Practice Area: Contractual Disputes | Securities Litigation
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: U.S. District Court for the Western District of New York, U.S. - WDNY
Judge: District Judge William Skretny
Attorneys: For plaintiff:
for defendant:
Case Number: 18-CV-1198

FINRA Immunity Deprives Court of Jurisdiction in Suit Alleging AWC Letter Unconscionable

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Case Digests

Sparrow Fund Mgmt. LP v. MiMedx Group Inc.

CW Capital Cobalt VR Ltd. v. CW Capital Invs. LLC

Tecku v. Yieldstreet Inc.

Cottam v. Global Emerging Capital Grp. Inc.

Cooper v. Ruane Cunniff & Goldfarb Inc.

Egan v. Trower

Noto v. 22nd Century Grp. Inc.

Deutsche Bank National Trust Company, &c., Respondent, v. Morgan Stanley Mortgage Capital Holdings LLC, &c., et al., Appellants.

Sec. & Exch. Comm'n v. Morgan

Cashmore v. Fin. Indus. Regulatory Auth.

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