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AH Investimentos Corp. v. King Equity Partners LLC

Publication Date: 2018-08-30
Practice Area: Contracts
Industry: Investments and Investment Advisory | Real Estate
Court: Supreme Court, Kings County
Judge: Justice Francois Rivera
Attorneys: For plaintiff:
for defendant:
Case Number: 524426/2017

Defendant Seller Failed to Establish Buyer Was Not Ready, Willing and Able to Close
Chardan Capital Mkts.LLC v. N.W. Biotherapeutics Inc.

Publication Date: 2018-08-22
Practice Area: Admiralty | Contracts
Industry: Investments and Investment Advisory | Pharmaceuticals
Court: U.S. District Court for the Southern District of New York
Judge: District Judge P. Kevin Castel
Attorneys: For plaintiff:
for defendant:
Case Number: 17-cv-4727

No Breach of Placement Agency Agreement; Termination Ended All Contractual Obligations
Royal Park Investments SA/NV v. HSBC Bank USA

Publication Date: 2018-08-20
Practice Area: Securities Litigation
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York
Judge: District Judge Valerie Caproni
Attorneys: For plaintiff:
for defendant:
Case Number: 17-CV-7684

NCUA Does Not Have Sufficient Interest in Trust Fund Lawsuit to Intervene
McBeth v. Porges

Publication Date: 2018-08-14
Practice Area: Contractual Disputes
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Jesse Furman
Attorneys: For plaintiff:
for defendant:
Case Number: 15-CV-2742

Breach Counterclaim in Suit Over Hedge Fund Investment's Fraudulent Inducement Survives
Rayner v. E*Trade Fin. Corp.

Publication Date: 2018-08-08
Practice Area: Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. Court of Appeals for the Second Circuit
Judge: Circuit Judge Debra Ann Livingston
Attorneys: For plaintiff: For Plaintiff‐Appellant: Timothy G. Blood, Paula R. Brown, on the brief, Leslie E. Hurst, Blood Hurst & O'Reardon, LLP, San Diego, CA.
for defendant: Brian J. Robbins, Kevin A. Seely, Ashley R., Rifkin, Leonid Kandinov, Robbins Arroyo, LLP, San Diego, CA.; For Defendants — Appellees: Faith E. Gay, Marc L. Greenwald, on the brief, Corey Worcester, Quinn Emanuel Urquhart & Sullivan, LLP, New York, NY.
Case Number: 17-1487

SLUSA Preclusion Elements Satisfied in Best Execution Duty Breach Action Against E*Trade
Alderson v. DeVere USA Inc.

Publication Date: 2018-07-30
Practice Area: Dispute Resolution
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge John Keenan
Attorneys: For plaintiff: For Plaintiff Benjamin Alderson: Evan Wilson Bolla, Harris, St. Laurent & Chaudhry LLP
for defendant: For Defendant Devere USA, Inc.: John Vito Vincenti, Cole Renicker, Elyse Christine Pillitteri, Hannah Elizabeth Scheckelhoff Paul J. Vincenti, Vincenti & Vincenti, P.C.
Case Number: 18 Civ. 5081

Claims Over Firm's Payment of Investigation, Litigation Defense Fees Must Be Arbitrated
Nakamura v. BRF S.A.

Publication Date: 2018-07-10
Practice Area: Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge P. Kevin Castel
Attorneys: For plaintiff:
for defendant:
Case Number: 18-cv-2213

Pension Fund Best Positioned To Be Lead Plaintiff in Securities Fraud Class Suit
U.S. v. Martoma

Publication Date: 2018-07-06
Practice Area: Criminal Law
Industry: Investments and Investment Advisory
Court: U.S. Court of Appeals for the Second Circuit
Judge: Circuit Judge Robert Katzmann
Attorneys: For plaintiff: For Appellee: Megan Gaffney, Michael A. Levy, and Margaret Garnett, Assistant United States Attorneys, on the brief, Robert Allen and Arlo Devlin-Brown, Assistant United States Attorneys, for Geoffrey S. Berman, United States Attorney for the Southern District of New York, New York, NY.
for defendant: For Defendant-Appellant: Erin E. Murphy, Harker Rhodes, and Edmund G. LaCour, Jr., on the brief, Paul D. Clement, Kirkland & Ellis LLP, Washington, DC; Alexandra A.E. Shapiro, Eric S. Olney, and Jeremy Licht, Shapiro Arato LLP, New York, NY; Charles J. Ogletree, Jr., Cambridge, MA.
Case Number: 14-3599

Instruction Violated 'Newman', Did Not Affect Defendant's Rights in Insider Trading Case
Gallagher v. U.S.

Publication Date: 2018-07-03
Practice Area: Criminal Law
Industry: Investments and Investment Advisory | Legal Services
Court: U.S. District Court for the Eastern District of New York, U.S. - EDNY
Judge: District Judge Brian Cogan
Attorneys: For plaintiff:
for defendant:
Case Number: 11-cr-0806

Fraud Perpetrator Denied Habeas Relief; Counsel Understood Case, Was Not Ineffective
Sec. & Exch. Comm'n v. PlexCorps

Publication Date: 2018-06-25
Practice Area: Securities Litigation
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: U.S. District Court for the Eastern District of New York, U.S. - EDNY
Judge: District Judge Allyne Ross
Attorneys: For plaintiff:
for defendant:
Case Number: 17-CV-7007

Order Temporarily Freezes Cryptocurrency Fraud Defendant's Assets in Portals, Bank Account

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