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Publication Date: 2023-04-24
Practice Area: Discovery | Evidence | Expert Witnesses
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Valerie E. Caproni
Attorneys: For plaintiff:
for defendant:
Case Number: 19-CV-7998
Expert's Testimony in Suit on Account's 'Sweep' Feature Excluded Under FRE 702, 'Daubert'
Publication Date: 2023-04-12
Practice Area: Business Torts | Contractual Disputes | Securities Litigation
Industry: Financial Services and Banking | Brokerage | Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Denise L. Cote
Attorneys: For plaintiff: For Plaintiff Kataman Metals, LLC: Stephen P. Younger, Paul F. Downs, Foley Hoag LLP, New York, NY.
for defendant: Glenn A. Cohen, Lynn Watson, Allison P. Dempsey, Seiller Waterman LLC, Louisville, KY.
For Defendant Macquarie Futures USA, LLC: Rachel B. Goldman, Allan N. Taffet, Joshua C. Klein, Bracewell LLP, New York, NY.
Case Number: 22 CV 5272
Claim Under CEA Dismissed; CEA Fraud Theory Grounded on Promises of Future Actions
Publication Date: 2023-03-22
Practice Area: Contractual Disputes
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Nelson S. Román
Attorneys: For plaintiff:
for defendant:
Case Number: 21-CV-7782
Fiduciary Duty Not Breached; Chosen Investment Plan Followed Under Advisory Contract
Publication Date: 2022-12-28
Practice Area: Real Estate
Industry: Investments and Investment Advisory
Court: Supreme Court, New York
Judge: Justice Joel M. Cohen
Attorneys: For plaintiff:
for defendant:
Case Number: 656304/2022
Counterclaims Under Closing Note Are Untimely; No Setoff Available Against Guaranty
Publication Date: 2022-12-07
Practice Area: Civil Procedure
Industry: Investments and Investment Advisory
Court: U.S. Court of Appeals for the Second Circuit
Judge: Circuit Judge John M. Walker, Jr.
Attorneys: For plaintiff: For Plaintiff-Appellee: Ellen T. Noteware, on the brief, Todd S. Collins, Berger Montague PC, Philadelphia, PA; John J. Nestico, Todd M. Schneider, on the brief, Schneider Wallace Cottrell Konecky LLP, Charlotte, NC and Emeryville, CA.
for defendant: For Defendant-Appellant: James O. Fleckner, Michael K. Isenman, Kelsey Pelagalli, on the brief, Jaime A. Santos, Goodwin Procter LLP, Washington, DC and Boston, MA.
For amici curiae AARP and AARP Foundation: Leah M. Nicholls, on the brief, Public Justice, P.C., Washington, DC, for amicus curiae Public Justice Dara S. Smith, William Alvarado Rivera, on the brief, AARP Foundation, Washington, DC.
For amici curiae The Securities Industry and Financial Markets Association, American Benefits Council, Society of Professional Asset Managers and Recordkeepers, American Council of Life Insurers, and Chamber of Commerce of the United States of America: Meaghan VerGow, on the brief, O'Melveny & Myers LLP, Washington, DC.
Case Number: 21-805-cv
Class Certification in ERISA Suit Vacated; Predominance Inquiry Did Not Analyze Defenses
Law Journal Press | Digital Book
Authors: Patrick S. Montoya, Ervin A. Gonzalez, Ervin A. Gonzalez
View this BookView more book results for the query "*"
Publication Date: 2022-10-19
Practice Area: Law Firm Client Relationships
Industry: Investments and Investment Advisory | Legal Services
Court: U.S. District Court for the Southern District of New York
Judge: Magistrate Judge Valerie Figueredo
Attorneys: For plaintiff:
for defendant:
Case Number: 19-CV-08951
Court Grants Defense Counsel's Motion to Withdraw Under Defendant's Instruction
Publication Date: 2022-10-06
Practice Area: Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Nelson S. Román
Attorneys: For plaintiff:
for defendant:
Case Number: 7:21 Civ. 51
Investment Mismanagement Suit Dismissed; Fiduciary Relationship Insufficiently Alleged
Publication Date: 2022-10-06
Practice Area: Covid-19 | Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Eastern District of New York, U.S. - EDNY
Judge: District Judge LaShann DeArcy Hall
Attorneys: For plaintiff:
for defendant:
Case Number: 21-CV-317
Claim Not Stated Over Chinese Firm's Omission of Covid-19 From IPO Documents
Publication Date: 2022-08-30
Practice Area: Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Victor Marrero
Attorneys: For plaintiff:
for defendant:
Case Number: 20 Civ. 7327
Second Largest Investment Loser Appointed Lead Plaintiff in Securities Fraud Action
Publication Date: 2022-08-22
Practice Area: Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Western District of New York, U.S. - WDNY
Judge: District Judge Christina Reiss
Attorneys: For plaintiff:
for defendant:
Case Number: 1:18-CV-00954
SEC Awarded Civil Penalties Totaling $567,000 for Investment Advisers Act's Violation
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