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Gupta v. U.S.

Publication Date: 2019-01-18
Practice Area: Criminal Law | Securities Litigation | White Collar Crime
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: U.S. Court of Appeals for the Second Circuit
Judge: Per Curiam
Attorneys: For plaintiff: For Petitioner‐Appellant: David S. Frankel, Alan R. Friedman, Robin M. Wilcox, Elliot A. Smith, Kramer Levin Naftalis & Frankel, New York, New York, on the brief, Gary P. Naftalis, New York, New York
for defendant: For Respondent‐Appellee: Preet Bharara, United States Attorney for the Southern District of New York, Margaret Garnett, Assistant United States Attorney, New York, New York, on the brief, Damian Williams, Assistant United States Attorney, New York, New York
Case Number: 15-2707

Denial of Securities Fraud Convictions' §2255 Vacatur Over Jury Instruction Is Affirmed
Argosy Capital Grp. III LP v. Triangle Capital Corp.

Publication Date: 2019-01-17
Practice Area: Bankruptcy | Civil Procedure
Industry: Financial Services and Banking
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Edgardo Ramos
Attorneys: For plaintiff:
for defendant:
Case Number: 17 Civ. 9845

'Core' Proceeding's Transfer to Kentucky Under 28 USC §1412 Explained in Bankruptcy Case
U.S. v. Klein

Publication Date: 2019-01-16
Practice Area: Criminal Law | Securities Litigation
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: U.S. Court of Appeals for the Second Circuit
Judge: Chief Judge Robert Katzmann
Attorneys: For plaintiff: For Appellee: Jo Ann M. Navickas and Julia Nestor, Assistant United States Attorneys, on the brief, David C. Pitluck, Assistant United States Attorney, for Richard P. Donoghue, United States Attorney for the Eastern District of New York, Brooklyn, New York
for defendant: For Defendant‐Appellant: John E. Roberts, on the brief, Mark D. Harris, Proskauer Rose LLP, New York, New York
Case Number: 17-3355

Intent Evidence Supports Tipper's Conviction Where Tippee Traded on Inside Information
Wells Fargo Bank N.A. v. Ho-Shing

Publication Date: 2019-01-14
Practice Area: Banking and Finance Laws | Real Estate
Industry: Financial Services and Banking | Real Estate
Court: Appellate Division, First Department
Judge: Justice Peter Tom
Attorneys: For plaintiff: Appellant pro se: Lawson Ho-Shing
for defendant: For Respondent: Leah Edmunds, David Dunn and Cava Brandriss of counsel, Hogan Lovell, US LLP, New York
Case Number: 380685 6956

Bank Entitled to Foreclosure After Submitting CEMA, Evidence It Held Consolidated Note
Assurance Corp. v. Countrywide Home Loans Inc.

Publication Date: 2019-01-10
Practice Area: Insurance Law
Industry: Financial Services and Banking | Brokerage
Court: Supreme Court, New York County
Judge: Justice Eileen Bransten
Attorneys: For plaintiff:
for defendant:
Case Number: 651612/2010

Motion to Sever Contingent-Liability Claim Denied in Action Over RMBS Transactions
Longo v. KeyBank Nat'l Assn.

Publication Date: 2019-01-09
Practice Area: Banking and Finance Laws
Industry: Financial Services and Banking
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Edgardo Ramos
Attorneys: For plaintiff:
for defendant:
Case Number: 18 Civ. 1945

Breach Claims Over Bank's Failure to Pay Interest on CDs It Escheated to State Survive
Gissendaner v. Enhanced Recovery Co. LLC

Publication Date: 2019-01-08
Practice Area: Creditors' and Debtors' Rights
Industry: Financial Services and Banking
Court: U.S. District Court for the Western District of New York, U.S. - WDNY
Judge: District Judge Michael Telesca
Attorneys: For plaintiff:
for defendant:
Case Number: 6:18-cv-06158

Collection Notice's Statements About Interest, Charges Not Misleading
Wells Fargo Advisors LLC v. Tucker

Publication Date: 2019-01-08
Practice Area: Dispute Resolution
Industry: Financial Services and Banking
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Paul Engelmayer
Attorneys: For plaintiff:
for defendant:
Case Number: 18 Civ. 6757

Arbitrator's Partial Final Clause Construction Award Did Not Exceed Powers, Disregard Law
LG Capital Funding LLC v. FLASR Inc.

Publication Date: 2019-01-04
Practice Area: Creditors' and Debtors' Rights | Damages
Industry: Financial Services and Banking
Court: U.S. District Court for the Eastern District of New York, U.S. - EDNY
Judge: District Judge LaShann DeArcy Hall
Attorneys: For plaintiff:
for defendant:
Case Number: 16-CV-03565

Expectation Damages, Legal Expenses Awarded Creditor Over Failure to Convert Note
Arnold v. Navient Solutions LLC

Publication Date: 2018-12-27
Practice Area: Creditors' and Debtors' Rights
Industry: Financial Services and Banking
Court: U.S. District Court for the Northern District of New York, U.S. - NDNY
Judge: District Judge Frederick Scullin
Attorneys: For plaintiff: Plaintiff pro se: John Jay S. Arnold, IV, Albany, New York
for defendant: Attorneys for Defendant: Jacqueline M. Aiello, Esq., of Counsel, Stradley Ronon Stevens & Young, LLP, New York, New York
Case Number: 1:17-CV-1277

Claims Over Loan Servicer's Responsibilities Preempted by Fair Credit Reporting Act

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