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Audrey Strauss, a member of Fried, Frank, Harris, Shriver & Jacobson, writes the SEC has taken the position that one of its new rules can be violated by negligent conduct without actual fraudulent intent, even though the rule has been characterized as an antifraud provision. She looks at that apparent contradiction, the reasons for it, and the implications of it for enforcement of the new rule.
November 01, 2007 at 12:00 AM
1 minute read
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