X

Thank you for sharing!

Your article was successfully shared with the contacts you provided.

Decision and order The plaintiff has moved pursuant to CPLR §3126 seeking to strike the defendants answer for the failure to adequately comply with discovery. The defendants oppose the motion and has cross-moved seeking to disqualify plaintiff’s counsel. That motion is opposed by the plaintiff. Papers were submitted by the parties and arguments held. After reviewing all the arguments this court now makes the following determination. As recorded in a prior order the plaintiff has sued the defendants alleging they have not provided him his share of the profits pursuant to an operating agreement executed on August 14, 2017. Further, the plaintiff asserts the defendants Tyrnauer and Perl submitted forged documents in efforts to obtain a mortgage. Essentially, the plaintiff has accused the defendants of diverting corporate assets. Discovery demands were served on July 6, 2020 and a followup good faith letter a month later seeking discovery. The plaintiff now moves arguing the defendants have not complied with any discovery. Indeed, in an order dated January 4, 2021 the court held that “in the event Defendants fail to fully respond to the Demand for Discovery and Inspection and the interrogatories on or before February 1, 2021, the Answer filed by Defendants shall hereby be stricken without the need for further motion” (see, Order dated January 4, 2021). Thus, the plaintiff seeks to strike defendants answer. Further, the defendants have cross-moved seeking to disqualify plaintiff’s counsel on the grounds that plaintiff’s counsel’s law firm has employed an associate who used to work for defense counsel and while employed by defense counsel drafted a memo in this very case. At the time the associate worked for defense counsel he was only a law student and not an admitted attorney. Conclusions of Law It is well settled that a party in a civil action maintains an important right to select counsel of its choosing and that such right may not be abridged without some overriding concern (Matter of Abrams, 62 NY2d 183, 476 NYS2d 494 [1984]). Therefore, the party seeking disqualification of an opposing party’s counsel must present sufficient proof supporting that determination (Rovner v. Rantzer, 145 AD3d 1016, 44 NYS3d 172 [2d Dept., 2016]). The former client conflict of interest rule is codified in the New York Rules of Professional Conduct, Rule 1.9 (22 NYCRR §1200.0 et. seq.). Specifically, Rule 1.9(a) provides: “a lawyer who has formerly represented a client in a matter shall not thereafter represent another person in the same or a substantially related matter in which that person’s interests are materially adverse to the interests of the former client…” (id). Further, Rule 1.10(a) states that “while lawyers are associated in a firm, none of them shall knowingly represent a client when any one of them practicing alone would be prohibited from doing so by Rule 1.7, 1.8 or 1.9, except as otherwise provided therein” (id). Comment 4 to Rule 1.10 states that “the rule in paragraph (a) also does not prohibit representation by others in the law firm where the person prohibited from involvement in a matter is a nonlawyer, such as a paralegal or legal secretary. Such persons, however, ordinarily must be screened from any personal participation in the matter to avoid communication to others in the firm of confidential information that both the nonlawyers and the firm have a legal duty to protect” (id). Other states specifically include law students within the category of individuals that do not disqualify the law firm. For example, Comment 4 to Rule 1.10 of the Hawaii Rules of Professional Conduct, which essentially mirrors the New York Rule states that “nor does paragraph (a) necessarily prohibit representation if the lawyer is prohibited from acting because of the events before the person became a lawyer, for example, work that the person did while a law student” (id). Like New York, the Hawaii rule requires a screening process to avoid communications of any possible confidential information. Naftaly Weisz, the associate in question submitted an affirmation wherein he states “as part of joining Gutman Weiss, P.C., I engaged in a screening process in which the Firm and I discussed potential conflicts based upon my prior work at The Law Office Barry R. Feerst & Associates…Relevant cases were identified, and it was arranged that I take no part in handling those cases. In addition, a policy was adopted under which those cases would not be discussed by other staff members of Guttman Weiss with me, apart from those conversation relating directly to the issues of potential conflict themselves” (see, Affirmation of Naftaly Weisz,

 
Reprints & Licensing
Mentioned in a Law.com story?

License our industry-leading legal content to extend your thought leadership and build your brand.

More From ALM

With this subscription you will receive unlimited access to high quality, online, on-demand premium content from well-respected faculty in the legal industry. This is perfect for attorneys licensed in multiple jurisdictions or for attorneys that have fulfilled their CLE requirement but need to access resourceful information for their practice areas.
View Now
Our Team Account subscription service is for legal teams of four or more attorneys. Each attorney is granted unlimited access to high quality, on-demand premium content from well-respected faculty in the legal industry along with administrative access to easily manage CLE for the entire team.
View Now
Gain access to some of the most knowledgeable and experienced attorneys with our 2 bundle options! Our Compliance bundles are curated by CLE Counselors and include current legal topics and challenges within the industry. Our second option allows you to build your bundle and strategically select the content that pertains to your needs. Both options are priced the same.
View Now
September 05, 2024
New York, NY

The New York Law Journal honors attorneys and judges who have made a remarkable difference in the legal profession in New York.


Learn More
April 25, 2024
Dubai

Law firms & in-house legal departments with a presence in the middle east celebrate outstanding achievement within the profession.


Learn More
April 29, 2024 - May 01, 2024
Aurora, CO

The premier educational and networking event for employee benefits brokers and agents.


Learn More

A large and well-established Tampa company is seeking a contracts administrator to support the company's in-house attorney and manage a wide...


Apply Now ›

We are seeking an attorney to join our commercial finance practice in either our Stamford, Hartford or New Haven offices. Candidates should ...


Apply Now ›

We are seeking an attorney to join our corporate and transactional practice. Candidates should have a minimum of 8 years of general corporat...


Apply Now ›
04/15/2024
Connecticut Law Tribune

MELICK & PORTER, LLP PROMOTES CONNECTICUT PARTNERS HOLLY ROGERS, STEVEN BANKS, and ALEXANDER AHRENS


View Announcement ›
04/11/2024
New Jersey Law Journal

Professional Announcement


View Announcement ›
04/08/2024
Daily Report

Daily Report 1/2 Page Professional Announcement 60 Days


View Announcement ›